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Nonviolent Peaceforce
Director: Mel Duncan
801 Front Ave.
St. Paul, MN 55103, U.S.A
(++1)-651-487-0800
info@nonviolentpeaceforce.org
www.nonviolentpeaceforce.org
Hamburg / St. Paul September 2001
1. Putting Nonviolent Peaceforce in the picture
1.1 Clarification of some concepts - nonviolence, conflict and conflict intervention
1.1.3 About conflict escalation and de-escalation
1.1.5 Scope of conflict interventions
1.2 When is conflict intervention legitimate?
1.2.2 Intervention and international law
1.3 Looking back to two hundred years of history
2. Strategies, Tactics and Activities in Intervention
2.2 Peace Teams and Civil Peace Services
Donna Howard and Christine Schweitzer
2.2.4 Consequences for Nonviolent Peaceforce
2.3 Humanitarian aid and development organisations
2.3.5 Conditions for successfully dealing with conflict in humanitarian aid and development projects
2.3.6 Consequences for Nonviolent Peaceforce
2.4 Larger-scale civilian missions
2.4.5 Conditions for successful larger-scale civilian missions, and for Nonviolent Peaceforce
2.5 Military-based interventions
2.5.2 Classical peacekeeping and monitoring missions
2.5.4 The role of civilian personnel in complex missions
2.5.5 Peace enforcement: Can the military end wars?
2.5.6 Consequences for Nonviolent Peaceforce
2.7 Facing down the guns: When has nonviolence failed?
2.8.3 A choice of peace strategies
2.8.4 When does a project have a likely chance to have impact on the conflict?
2.8.5 Policy Decisions to be made
2.8.6 Implementation questions
Appendix to 2.5.3, Two examples of complex missions
3. Best Practices in Field Relationships
3.2.1 Working and living on a team
3.2.2 Relationship to local groups
3.2.3 Relationship to other INGOs and GOs working in the region
3.2.4 Relationship with the sending organisation
3.2.5 Other issues effecting relationship
3.3 Experiences of larger-scale organisations
3.3.2 Working and living in a team
3.3.3 Relationship to local groups
3.3.4 Relationship to other INGOs and IGOs working in the region
3.3.5 Relationship with the sending organisation
3.4 Conclusions for Nonviolent Peaceforce
3.4.1 Working and living on a team
3.4.2 Relationship with local organisations
3.4.3 Relationship with INGOs and GOs
3.4.4 Relationship with NP governance
3.4.6 Facility in local language
Draft of Guiding Principles for Civil Peace Services
4. Nonviolent Peaceforce Personnel
4.2.2 Compensation and benefits
4.2.3 Conclusions/Recommendations
4.3.1 Qualifications and skills
4.3.3 Application/hiring process
4.3.4 Assessment and experience in finding adequate staff
4.3.5 Training organised/required
4.3.6 Support for team members and families
4.4 Conclusions/Recommendations for NP
4.4.1 Qualifications and skills required for NP volunteers
4.4.2 What is the outreach strategy for recruiting NP volunteers?
4.4.3 How can we best assess applicants?
4.4.4 What kind of support for team members and families should NP provide
4.4.5 What kind of contracts should NP provide: remuneration, benefits, insurance, social security
Appendix II: UN Application Form P11
5.2 Practice of intervention organisations
5.3 Goals, contents and organisation of trainings
5.3.2 Length and structure of courses
5.3.3 Contents areas for general training, mission preparation, and specialisations
5.3.6 Trainers and Participants
5.3.7 Lessons learned in different trainings
5.4 Basic choices and recommendations
5.4.1 Why training and preparation at all?
5.4.2 Combine training and assessment?
5.4.3 What kinds of training and preparation are needed?
5.4.4 Contents areas of general training (T), mission preparation (P), and specialisations (S)
5.4.5 How to deal with large numbers of participants
Appendix 1: Examples of different course programs
Appendix 2: Training Resources
The research presented here was commissioned by Peaceworkers as part of the research phase of Nonviolent Peaceforce. The task was to conduct and co-ordinate extensive research into the feasibility of organised, larger-scale nonviolent intervention by an international, civilian organisation. Although some points dealt with in this study are of a rather general nature, the starting point of the study is the mission statement formulated by Nonviolent Peaceforce (hereafter NP):
"To mobilize and train an international nonviolent, standing peace force. The Peace Force will be sent to conflict areas to prevent death and destruction and protect human rights, thus creating the space for local groups to struggle nonviolently, enter into dialogue, and seek peaceful resolution"[1].
This research focuses on questions of the usefulness and implementation of such a force. Therefore, we did not ask such questions as "What may be the best strategies to deal with violent conflict?", or: "What are the best means of intervention?". It needs to be emphasised for the sake of honesty that neither of these questions might necessarily lead to "NP" as the answer. Perhaps other approaches, like strengthening local peacemakers and peacebuilders, building local zones of peace and similar measures would gain predominance over the international intervention approach taken by NP. The purpose of this study is also not to better describe and understand the many nonviolent struggles for justice and peace that can be found in so many countries of the world. Instead, the guiding questions are: Is there a role NP could play in conflict intervention? What could be its niche, its unique contribution? How could it - as an external party - support nonviolent struggles? What strategies, what tactics have been proven to work? How could NP establish and maintain field relationships (local partners, working in teams etc.)? How would NP organise recruitment and training?[2]
Our approach has been to learn from the practice of existing organisations and past projects. Much of the information has been taken from existing studies on conflict interventions. Interviews have provided information where the literature failed us.
The bulk of the research presented here was done within nine months, between October 2000 and July 2001. A draft version of the results was presented to a Research Review Seminar organised by Nonviolent Peaceforce at the end of July 2001 in St. Paul/USA. The results of the debate there have been partly incorporated in the study in its present form.
In addition to the study presented here, there has been other research conducted that led to independent papers not included here: Kent Shifferd, retired peace researcher, studied logistical questions as well as a possible structural model for NP; Lt. Col. Piers Wood was commissioned to write a paper on "An ill-fated mismatch: Peacekeeping and the (US) military"; David Hartsough, Chris Beckman, David Grant and Jan Passion travelled extensively to different parts of the world in order to find out about possible needs and support for NP in the Southern hemisphere; and Richard Taylor, Pat Keefe and Brad Grabs looked into organisational questions.
The research team is: Donna Howard, a nonviolent activist and Catholic Worker based in Duluth/US; Tim Wallis and Mareike Junge, employees of Peaceworkers UK in London and representatives of NP in Europe; Carl Stieren, the Chair of Nonviolent Peaceforce Canada; Corey Levine, a Canadian who has worked for many years both for NGOs and state organisations in Eastern Europe; and Christine Schweitzer, the German Research Director.
We have to give thanks to many people who have contributed to the study. Although they are too many to name them all, I would like to at least identify some key persons: Mohammed Abu-Nimer, Steven Bennett, Hagen Berndt, Claire Evans, Eckehart Fricke, Pete Hämmerle, John Heid, Robert Poen, Jill Sternberg, Stella Tamang, Phyllis Taylor, Sandra Van den Bosse, Christa Weber and Stefan Willmutz have donated their time to be interviewed; Liam Mahony, Yeshua Moser-Puangsuwan, Orion Kriegman, N. Radakrishnan and Arno Truger travelled long distances to participate as resource persons in the research review seminar; Elise Boulding, Bart Horeman, Barbara Müller, Michael Nagler and Helga Tempel, to mention only a few, commented in written on the papers or some of them; Pat Keefe from the St. Paul office, Marian Sinn, Sandra Hoenle, Judith Coates and Daphne Davey spend days proof-reading; Mel Duncan, David Hartsough, Donna Howard, Tim Wallis, Michael Nagler, Mary Lou Ott, Janne Poort van Eeden, N. Radhakrishnan, Claudia Samayo and Hans Sinn were the members of NP's Interim Steering Committee at the July meeting where the research was being presented, and last but not least, the lead staff with David Hartsough and especially Mel Duncan need to be mentioned - without their commitment and support nothing of this would have been accomplished.
Although this research has been a corporate effort, the opinions, findings and conclusions or recommendations expressed in the publication are those of the author(s) alone. They do not necessarily reflect the views of Nonviolent Peaceforce or, of course, that of its funder, the United States Institute of Peace.
And to finish with an apology: Much of the study has been written by a non-native English speaker. And although the text has been proof-read once, there were corrections made after that proof-reading. I hope that the Germanisms, grammatical and spelling mistakes will not tamper with the intended meanings, and I ask for forgiveness from everyone whose sense of expression and grammar might be hurt reading these texts.
An overview of what is to follow:
The first chapter of the study introduces some key concepts related to nonviolence, conflict, conflict escalation, intervention and peace strategies. The purpose here is to provide some definitions and thereby avoid misunderstandings, which arise easily because central terms like intervention or peace-building, to give just two examples, are used with very different meanings in the relevant literature. It then raises the question of legitimisation of conflict intervention. The chapter concludes with a short, and certainly not complete overview, of the history and experiences of civil/nonviolent conflict interventions.
The second chapter aims at describing and identifying successful types of nonviolent or civilian intervention. Short listing the whole range of activities described in Chapter 1, we concentrated on a few types of actors: Peace teams and peace services, humanitarian and development organisations, international civilian missions of a larger scale, and military intervenors. This chapter also deals with the question of whether nonviolent intervention could replace military intervention, and reminds us of cases when nonviolence has failed in the past.
The third chapter looks into implementation questions, especially on how to create and organise positive and efficient relationships - within the team itself, with other governmental and non-governmental organisations, and with members of Nonviolent Peaceforce governance. The chapter attempts to draw some conclusions from: 1) field relationships of peace teams which share a proximate mission but are too small to transpose directly to the work of NP’s large-scale intervention; and 2) relationships of organisations of equal or greater size but less similar in aims and history.
Chapter 4 deals with personnel issues, namely how to define best practises for human resource management in this field.
The last chapter (5) deals with training, comparing different training models that are in use, and makes some recommendations for Nonviolent Peaceforce, e.g. separating training and assessment, and conducting both general training and mission preparation training.
Christine Schweitzer,
Hamburg, in September 2001
Christine Schweitzer
Nonviolence is not a very exact term. It not only describes a whole class of activities, but also describes attitudes and life-style. The debate among nonviolent activists is whether the latter are preconditions to the first, or whether nonviolence is a principle or a technique.[3] Both approaches hold nonviolence as an efficient instrument and an ethical means for dealing with conflict and political strife because it tries to minimise damages and casualties. Both also agree that nonviolence might be used for reformist or for revolutionary purposes[4], and that it may be used to promote social change (nonviolent action, nonviolent uprisings[5] etc.) and to prevent unwelcome changes (social defence or civilian-based defense[6]). The biggest differences between the two approaches lie in the nature of commitment[7], the assumed relationship between means and ends, the approach to conflict in general, the attitude towards the opponent with the assumed way of how nonviolence "works", and the mentioned issue of nonviolence as a way of life.
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It is certainly possible that the difference between both approaches might be an ideological rather than an empirical question. On the one hand, elements of coercing the opponent can be found in campaigns of principled nonviolent leaders like Gandhi and Martin Luther King.[8] Any action has an impact on the opponent. The effect of this action, whether coercive or persuasive, may depend on the opponent’s perception and the cost he is willing to incur. For example: Gandhi's death fast in 1948[9] made his opponents give in, not because they were convinced, but because they felt that the political costs of Gandhi's death would be too high. This same action carried out by unknown and widely despised Kurdish prisoners in Turkey led to more than twenty deaths (May 2001). On the other hand, many defenders of the pragmatic approach might profess an ethical foundation for themselves, but believe that they should not impose their convictions on others, and that they might better win support by using rational-pragmatic arguments.[10] Certainly, if the activists manage to convey to their opponent that they do not hate him, that they are concerned about his well being, and that they are ready to consider his interests, this might produce a positive dynamic in the conflict situation, which could not have happened otherwise. However, there might still be an element of coercion involved: "Clearly, life is not a choice between violence and no violence. It is a choice between violence and less violence; the latter sometimes expressed through the medium of nonviolence."[11]
There are many definitions of social conflict, and this study is not the place to investigate the theory of conflict in depth. Friedrich Glasl’s definition has been chosen because it has the advantage of being broad and neutral enough to allow an all-encompassing view of social conflict. Friedrich Glasl’s (1994) handbook on conflict resolution will play a role again later on when talking about conflict stages. He says:
"Social conflict is an interaction between actors (individuals, groups, organisations and so on), where at least one actor sees incompatibilities in the thinking/ imagination/ perception, and/ or feeling, and/or wanting with another actor (other actors) in a way, that in the realisation there is impairment by another actor (the other actors)."[12]
Conflicts may be categorised[13] according to:
Different objects (e.g. strategic conflicts, issue conflicts). For the international field, Kumar Rupesinghe distinguishes resource-based conflicts, conflicts over governance and authority, ideological conflicts and identity conflicts[14].
Visibility (latent-manifest conflicts)
Characteristics of the conflict parties, their position and relationship to each other (e.g. individuals-groups, rulers-ruled),
Level of escalation (see below)
Means used to carry the conflict out.
Conflicts become a special issue for attention when and if they are carried out by violent means. Peace researchers have reserved the term "war" for violent conflicts that fulfil certain criteria. Usually there has to be a minimum number of casualties (1000 per year or per conflict), and some kind of regular army and central organisation on one side of the conflict at least [15]. Violent conflicts that do not fulfil these criteria are called armed conflicts.
Since World War II there have been about 200 wars. The number of wars taking place each year has increased every year to a total of 51 wars in 1992. The decline in the following years to 29 wars in 1997 has again been reversed, and the number of wars has risen to 34 in 1999. Almost 75 % of them have taken place in Africa (14) and Asia (11). Others were in the Middle East (6), Latin America (2) and Europe (1). In 1999 alone seven new wars started[16].
Today the majority of wars are internal wars[17] - the number of international wars has been falling drastically to almost zero in recent years. (In 1999 AKUF counted 3, with three more wars with a strong international component.[18]) But while this is certainly reason enough to concentrate on internal wars when dealing with the issue of conflict intervention, it would be too soon to conclude that the danger of new major international wars has been eliminated[19].
There are many different ways to categorise armed conflicts[20]. For the purpose of this study it is sufficient to find categories that are meaningful for conflict intervention. As a working conflict typology, the one proposed by Miall et. al. (1999)[21] will be freely combined with the one used by AKUF. If in the course of the research, further distinction will prove useful, the typology might be refined.[22] It is based on a combination of actors and issues:
International/interstate conflicts
Internal conflicts
2.1 anti-regime (Miall et al: "revolution/ideology") conflicts/wars
2.2 autonomy and secession (Miall et al: "identity/secession") conflicts
2.3 factional conflicts (AKUF: "other internal wars" or "unrests" depending on if there is central organisation of the fighting on both sides, regular forces at least on one side involved, and some continuity of the fighting[23])
2.4 decolonising wars[24].
Further distinctive categories are:
If at least on one side the fighting is done by regular forces (military, police, paramilitary units) of the government[25] or not (distinction probably only relevant in internal conflicts.
If there is violence carried out only by one side, and the other side is using only nonviolent means[26] (distinction at least theoretical both applicable for international and internal conflicts),
If there is direct military involvement by an external party (military intervention)
The fact that civil wars are the predominant kind of organised violence today has had a significant impact on the problems faced by those who deal with them. Often there are many actors, and just as often across the boundaries of one state - with very different interests. Recently, the category of those who profit from the continuation of a war has gained special attention (the recent UN report on peacekeeping[27] calls them simply "spoilers"); Mary Anderson distinguishes "thugs", "irreconcilables", "arms merchants and other profiteers".[28] The wars are highly privatised, fought with small weapons, and civilians easily might become part-time warriors, extinguishing the clear distinction between combatants and non-combatants. International Humanitarian Law is heeded less and less. Civilians and those trying to help have often been made the target of violent attacks, as are civilian installations such as hospitals, schools, refugee centres and cultural sites.[29]
The research on causes of armed conflict so far has not produced a consistent theory acceptable to most scholars working in the field. However, It is very likely that there is one consensus: that conflict cannot be reduced to a single cause, or a single explanation. It is obvious that there are "very few necessary conditions" which need to be fulfilled in order for a war to develop, and "very many sufficient conditions, of which only a few of these may apply, in any single conflict. War is possible as soon as weapons are available with which to fight it and as long as there is a dispute between two or more parties. What makes war probable, however, is a far more complicated question."[30]
There are different categories of explanations: genetic and evolutionary/biologist theories (aggression as a genetic function, maximisation of survival chances), behaviourist theories (war as learned behaviour), cost-benefit theories (maximisation of benefit), ecological (war for scarce resources), social/cultural theories (ethnicity and/or religion as conflict causes), and cognitive (attitudes) explanations.[31]
Before the early 1990s most scholars concentrated on international war. Only recently have the causes for internal conflict come into consideration. These are: the role of power imbalances (a concept known since Roman domination), of economic growth and free trade, of relative deprivation (difference between expected and real access to well-being and power), of deterioration of the environment, of the state as such and the ideology of nationalism, of specific forms of political organisation (democracy, authoritarian regimes, transitional regimes), of the existence of a monopoly of power, and of the connection between internal cohesion and external aggression. Remarkably there are theories that say that an existing monopoly of power and internal cohesion are supportive for peace, and theories that say the opposite[32]. Clearly the state of the research on conflict causes is inconclusive.
The role of ethnic diversity is controversial as well. In the eyes of many researchers about conflict, it is not a cause per se although parties in conflict do tend to identify themselves ethnically. Ethnicity is a powerful factor in mobilising people against each other because ethnicity is easy to ascribe, touches upon fundamental values, and seems to be non negotiable. Still, it should be regarded as an instrument, and an ideological base, rather than as a cause.
Agreement seems to exist on these three important factors for the development of war[33]:
Bad economic conditions seem to be a main cause for internal conflicts.
Repressive political systems, especially if they are in a state of transition, are war-prone
Degradation of renewable resources (erosion, deforestation, scarcity of water) may contribute to the possibility of armed conflict.
On the other hand, empirically, it seems that democratic states do not go to war against each other. This observation has led to much comment, and is the rationale for many conflict interventions, specifically the democratisation programs undertaken by OSCE, UN and others.[34]
Proponents of nonviolent action tend to emphasize individualistic theories of conflict as well, probably because most of the supporters are rooted in individualistic Western culture. Special mention needs to be made of the human needs approach which has been propagated by John Burton[35] and others. It is the theoretical basis of many conflict resolution projects, and specifically, so-called conflict-solving workshops. Burton sees three types of human motivation: needs, values and interests. The basic needs are "universal and primordial", and they are about avoiding three primary emotions (fear, anger and depression) in order to permit the fourth emotion, the positive emotional state of satisfaction/happiness. Because human beings are being driven by these emotions, humans have a corresponding set of needs for conditions of life that give them satisfaction. There is no general agreement on what these secondary needs might be; most often mentioned are identity, freedom, recognition, stimulation, distributive justice, participation, rationality, and control.[36] Because these basic needs absolutely must be fulfilled, people are ready to go to war for them, or so the argument goes. But this theory does not take into account structural or cultural factors that allow some groups to satisfy their secondary needs at the expense of other groups, over a long time, and without being challenged.
Perhaps much of the more fruitless parts of the discussion could be avoided if there was agreement on Smith's proposal to distinguish four types of causes[37] of conflict:
Background causes (basic elements of social and political structure, e.g. that certain groups are excluded from power, or that there are regional economic differences);
Mobilisation Strategies (objectives of key political actors and the way they go about fulfilling these objectives;
Triggers (factors that affect the timing of the onset of the armed conflict);
Catalysts (factors that influence the intensity and duration of a conflict, including external factors like an international intervention).
Conflicts may be either latent or manifest, and tend to escalate if not dealt with in time. Usually escalation means that communication between the parties breaks down, and the readiness to use violence (first usually verbal, then physical) grows. Many social scientists have attempted to define this development by describing typical stages of conflict escalation.
Friedrich Glasl deals mainly with conflict in business, but his set of nine stages can easily be used for political large-scale conflicts.
Glasl shows how parties in conflict loose the ability to co-operate in a constructive manner as their successive and mutual experiences are break down. He identifies several "points of no return" which contribute decisively to the escalation.[38] In stage 1[39], there is a hardening of the positions. It is the content of the conflict that is the centre of attention, and the parties trust that it will be possible to solve the problem. In the second stage, polarisation and debate take place. The conflicted parties unite within themselves (cohesion), and stereotypes develop. When they reach the point where they feel that talking to one another is not productive, they "create facts" (stage 3: "deeds instead of words"). From there the relationship to the opposing party becomes a central part of the content of the conflict itself. "There's no use in talking to them," is the experience, "now we have to act!" From now on behaviour towards one another becomes more clearly negative, as do the notions the opponents have of each other. As the conflict constellation deteriorates, the parties slide into a situation where each feels threatened and endangered by the actions of the other (stages 4-6). In stage 4 the relationship becomes the problem. Stereotypes, and "win-lose" situations arise. In stage 5 direct attacks on the position of the opponent begin, and each party seeks to "expose" the "true character" of its opponent causing him to loose face. In stage 6 the threatening begins, and isolated violent acts might happen.
The next decisive threshold is crossed when threats and ultimatums are superseded by (still limited) actions directed against the power base of the organisation or group concerned (stage 7). From this moment on the parties no longer see each other in human terms but see only objects that they want to be rid of (stages 7-9). From now on the violence directed toward each other becomes the predominant issue of the conflict. In stage 8 the basis of power and existence of the opponent are targets, and mutual destruction takes place. In the 9th and final stage there is total confrontation even at the price of one's own destruction. The only goal is to eliminate the opponent.
Ronald J. Fisher[40] has transferred Glasl's model from its original context of social conflicts, mostly in or between organisations, to the context of political conflicts. He simplifies Glasl's nine stages to four: stage 1: communication, stage 2: polarisation, stage 3: segregation, stage 4: destruction.[41]
All models of conflict that describe stages are of course a gross simplification of any given real-life conflict, as Leatherman et al.[42] point out. Conflict processes are usually multidimensional, and unfold in a disjunctive manner. There are usually multiple levels in each conflict (e.g. the individual, the intra-societal, the international), as well as multiple issues. Escalation may take place, both vertically (behaviours, choice of means) and horizontally (expansion of issues, goals, actors, geographical scope).[43]
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The model developed by Glasl and Fisher does not recognise the possibility of a nonviolent conflict escalation. In fact, this aspect is missing in almost all studies on conflict and conflict resolution except for a few [44] which deal specifically with nonviolent resistance and/or nonviolent action.
One exception is John Paul Lederach who has created the term "conflict transformation". Conflict transformation is the development from a static situation with very unequal distribution of political power, and a problem that hasn't yet become a conflict issue, to a dynamic situation with better balance of power and the possibility of dealing with the problem. This includes the conflict stages from the latency stage to the articulation of protest. To end the static situation, protest needs to be organised and articulated. When this has happens, counter power may develop. A new distribution of power is both a condition for clarifying the conflict issues, and an expression of a new relationship between the conflict parties in conflict. Lederach emphasises that conflict transformation is a long-term process taking 20 years or more, and must not be confused with short-term crisis intervention alone, which is the most immediate activity in the process of transformation.[45]
The contribution of nonviolent action to this transformation is obvious: it makes the conflict visible, and tries to change the balance of power by using nonviolent means of protest and resistance.
Theodor Ebert has defined three stages of escalation in nonviolent action; each stage has both subversive and constructive elements:
1. Protest as subversive action and 'functional demonstrations' as constructive action;
2. Legal non-cooperation and legal innovation of roles;
3. Civil disobedience and civil usurpation;[46]
Generally speaking, escalation is achieved by:[47]
Broadening the scope of the activities (geographically or time-wise);
Growth of the number of the activists;
Increased actions of civil disobedience and other direct actions.
Hildegard Goss-Mayr[48] puts the analysis of the conflict at the beginning of her discussion. Then groups are formed and trained in nonviolence. As they come in contact with each other they start to cooperate, chose tactics and begin their activities to weaken and eventually neutralise the pillars that support the injustice. The more pillars of injustice are uprooted, and the more institutions and other important actors change sides, the closer the moment comes when the status quo can no longer be maintained. This is the moment to develop alternatives and to create a new distribution of power. Everyone, including the former opponents, is part of this process.
Conflict resolution, conflict settlement, conflict handling, conflict management, conflict regulation or conflict transformation are terms which are often used indiscriminately although there are certain nuances of meanings. Conflict resolution implies that "the deep-routed sources of conflict are addressed, and resolved". Conflict settlement refers to the "reaching of an agreement between the parties which enables them to end an armed conflict. It puts to an end the violent stage of conflict behaviour." Conflict regulation and conflict management are "sometimes used as a generic term to cover the whole gamut of positive conflict handling".[49]
Conflict transformation puts an emphasis on the process of dealing with conflict, and is therefore, in my eyes, preferable to the other terms. It touches all three corners of the famous conflict triangle that Johan Galtung has defined. The process of dealing with the conflict then moves around the triangle.[50]
At this point it should be very clearly pointed out that conflict transformation is not synonymous with what external parties do, nor is it synonymous with conflict intervention. The importance of local peace builders, of peace constituencies and of local zones of peace has gained more and more recognition in the last few years[51].
Müller/Büttner[52] (1998) have proposed making the triangle a pyramid in order to include the dimension of conflict escalation. They argue that in the first three stages of Glasl's conflict escalation scheme the content is in the centre of the conflict. Then the attitudes of the opponents become the major factor, and as soon as the conflict becomes violent, the behaviour itself is the main problem.
A pyramid diagram would look like this:
Table 1.4: Conflict pyramid and escalation track
Müller/Büttner 1998:19
De-escalation of a conflict then may be seen as the reversal of this process.[53] First the emphasis would be on the behaviour. That is, stopping the violence through a cease-fire, and then monitoring the cease-fire. Now work on attitudes can begin. Only when attitudes change for the better will it be possible to deal with the original conflict and to attempt to find a solution. (Then it would be time to work on attitudes, and probably only when there is a change for the better in these, there is a chance to deal with the original conflict and its content, and to attempt finding a solution for it.)
While most experts would agree with the first assumption, the order of the second and the third might be questionable. In fact, very often there is some peace agreement (conflict settlement in the meaning defined above) before any substantial work on the relationship of the actors has been done. The chapter on Peace Strategies will argue that all three dimensions need to be tackled simultaneously.
The conflict intervention discussion is a rather recent phenomenon[54], which rapidly grew after the end of the East-West-confrontation in 1989, though of course intervention in conflict is something that has always taken place. Intervention is "Any influencing of a system of rule from the outside, no matter if the influencing is done by nonviolent or by violent means"[55].
The term ‘conflict intervention’ will be used for such involvements that are undertaken to influence a conflict in another ‘system of rule’. This definition leaves the means (military, diplomacy etc.), the type of conflict, the interveners (states, international state organisations, NGOs etc.) and the purpose/objectives of the intervention open.
There are at least 13 categories of objectives or motives for conflict intervention.[56] Often more than one is at work in any given case at any given time. With a few exceptions, most objectives and motives can be found in both state and non-state situations. The examples of objectives and motives given here are arbitrarily chosen.
Change the attitude and/or the behaviour of one or all of the conflict parties (e.g. by conflict resolution workshops or by sanctions against a government);
Change the distribution of power within one conflict party (e.g. by sanctions meant to build up so much pressure against the government that it gets overthrown);
Support one conflict party with the goal to help it win the conflict (e.g. the Latin American solidarity movement);
Change the means by which the conflict is carried out (e.g. by giving training in nonviolent resistance techniques);
Protect human rights (e.g. by building international public pressure like Amnesty International does);
Help the victims of violence and war (shelter, medicine, clothing);
Guarantee agreements made (e.g. by sending peacekeeping troops);
Support civil society (many international NGOs concentrate on that field while it is a rather recent discovery with governments);
Influence powerful external parties so that they change their behaviour, and/or intervene in the conflict (social movements and NGOs);
Protect one’s own citizens (governments only, e.g. by evacuating their own citizens when a violent conflict flares up);
Defend own strategic or economic interests;
Find supporters/members for the own cause, promote own cause (e.g. missionaries);
Facilitate social or economic change (e.g. development aid).
These are only motives and objectives as they relate to the conflict for the interveners usually have many organisational motives of their own. For example, to satisfy lobbyists and voters who expect certain behaviour from a government, to win public credibility by sponsoring a popular project, and to get new funds from sponsors and so on.
There are a multitude of possible interveners. The well-established differentiation between governments on the one side and all the others (to be found under track 2 diplomacy) does not give an adequate picture of what is actually going on in conflict transformation by external parties[57]. Louise Diamond and Ambassador John McDonald have therefore introduced the concept of Multi-track Diplomacy which distinguishes 9 tracks: governmental; professional conflict resolution; business; private citizen; research, training and education; activism; religious; funding; and public opinion. Building on their concept, I would like to propose that there are two main types of actors with several subtypes each:
a. States/governments with two broad categories:
individual states
international organisations and interest-based coalitions (UN and its bodies and regional organisations, e.g. the OSCE or the OAS, other regional governmental organisations; World bank, NATO etc.[58]
b. Non-state actors with four broad categories:[59]
NGOs[60], social movements[61], and
political parties[62]
religious bodies[63].
corporate sector (business)[64]
media[65]
This is an ideal picture; in reality many non-state actors have very clear connections and even dependencies to the state in which they live and work. In the table below, this relationship is only marked for two of them (media and parties) because the relationship is especially remarkable.
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It is probably impossible to draw up a complete list of means and tactics of conflict intervention[66] (such as attempted by Gene Sharp)[67] for the broad field of nonviolent action.[68] Sharp distinguishes psychological, physical, social, economic and political tactics[69].
If the main criteria which distinguishes different forms of conflict intervention is whether direct deadly violence is being used or not, then the distinction between military and civil interventions becomes meaningful.
Consequently civil interventions are all those interventions which are being carried out by civilians (in opposition to military personnel), and which refrain from the use of personal deadly violence. [70]
But there is another way to distinguish between conflict interventions: those using coercive means and those that do not[71]. There are coercive means [72] included in the category of civil interventions, e.g. economic sanctions or mediation with muscle. Some of them might actually cause a high rate of casualties - the economic sanctions against Iraq have, according to official figures by the UN, cost the lives of almost 600,000 children alone between 1991 and 1996, which is an outcome as bad or worse than those of many military actions[73].
Therefore I agree with those authors[74] who find it necessary to distinguish between civil interventions and nonviolent interventions, the latter being a sub-category of the first. I would like to propose[75] the following definition of nonviolent intervention:
Conflict intervention can be called nonviolent, when
1. the objective is conflict transformation, and the when the intervener, (either as a non-partisan external party taking the interests of all conflict parties into consideration, or as a partisan party supporting one side in the conflict), engages in conflict transformation and/or human rights and justice, and when
2. there is no use of direct or indirect deadly violence[76].
This definition has two consequences that might be controversial:
First, it is nonviolent intervention may take place either at home of the interveners or at the home of those people where the conflict takes place.
Second, nonviolent intervention may be partisan[77]. This topic has already been touched upon in the paragraph on nonviolent conflict escalation above. The argument goes like this: If there is a strong imbalance of power between the parties in conflict, (perhaps even to the degree that structural violence is so high that the conflict is latent and the underdog hasn't even started to organise himself), then nonviolent intervention must mean strengthening the underdog. This is not a new argument. Johan Galtung made it early in the 1980s[78]. But still in the bulk of the literature on conflict intervention the non-partisan character is automatically, and by definition, assumed.
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Up to now, conflict interventions have been categorised according to different aspects: objectives, actors, methods and strategy. Three more aspects that are very relevant when either planning or evaluating a nonviolent intervention has yet to be introduced: time, horizontal geographical scope and the level of society the intervention addresses.
immediate action (2-6 months) as crisis intervention;
short-range planning (1-2 years) mainly used for preparation and training (capacity building);
the middle-range decade thinking (5-10 years) for developing a design of social change; and
the long-range generational vision (20+ years) for developing a "vision of what we are trying to achieve in order to build toward and reach that vision".[79]
John Paul Lederach's goes on to distinguishes between three levels of society (top, middle and grassroots), and attributes certain approaches to peace building[80] to each of them.
Most authors dealing with the levels of society in relationship to conflict intervention agree that it is of paramount importance for interveners to reach all three levels. This does not mean that it is necessary for each intervener to have contact with all levels, but intervention needs to reach all of them. An agreement made between top leaders is likely to fail if it does not have the support of the masses - the grassroots level. And vice versa, small grassroots initiatives might find themselves run over by violence, outlawed or simply pushed to the side if the top leaders are not reached as well. Therefore, the middle-range actors play a special role. They may co-ordinate top-level decisions with grassroots realities[81].
Table 1.7 Actors and approaches to peacebuilding
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It is known that some projects will only reach one local community or even only one part of that community, others will have an impact on the whole country and/or on the conflict as a whole.
In recent years more and more notice has been given to the development of local peace zones. These are single communities or a number of communities where violence does not take root, which remain peaceful in a violent surrounding, sometimes against all odds. There is little knowledge about what is needed in order to have a local project impact on the conflict as a whole.
Not all interventions involve going to the place where the conflict is. As has been mentioned before, influencing other external parties to get involved, or working on unjust structures might well take place far away from the actual conflict (in the powerful countries[82]).
Terms like "strategy" and "tactics" have spilled over from the military jargon not only to common language, but also to thinkers about nonviolence[83]. Because there are different, some times contradictory usages[84] of these terms, it is necessary to define what they mean. I will follow Burrowes’ (1996) example and first go back to the military terminology as developed by Clausewitz and Liddell Hart (1967). Liddell Hart defined strategy as "the art of distributing and applying military means to fulfil the ends of policy"[85], policy being what "governs the object of war". Military means can also be called tactics - activities taken within the framework of a strategy. Gene Sharp defines grand strategy, strategy and tactics without referring to its military origin:
"Grand strategy is the broader conception which serves to co-ordinate and direct all the resources of the struggle group toward the attainment of the objectives of the conflict. Strategy, a more narrow term, is the broad plan of action for the overall struggle, including the development of an advantageous situation, the decision of when to fight, and the broad plan for utilising various specific actions in the general conflict. Tactics refers to plans for more limited conflicts within the selected strategic plan." [86]
Jean-Marie Muller puts it more simply:
"Strategy concerns the conception and execution which regulates and co-ordinates the different activities of an intervention; tactics concerns the conception and execution of each of these activities."[87]
In this paper the terms “strategy” and “tactics” will be used as Sharp and Muller defined them.
Since the Secretary General of the United Nations, Boutros Boutros Ghali,[88] published the Agenda for Peace, the terms peacekeeping, peacemaking and peacebuilding have become well known. But it wasn't Boutros-Ghali who invented them, nor were they originally meant to function in a strict sequential order as Boutros-Ghali puts them. Johan Galtung - who called them “approaches to peace” 20 years before Boutros-Ghali, first described these three peace strategies.[89]Since then these terms have been refined by other authors such as the social anthropologist Stephen Ryan (1995). When referred to in this study, they are used within the broad civilian tradition, and not in the tradition of reserved for the UN. Together, these three strategies (or rather "grand strategies") formulate a general theory of maintaining peace: "keeping the opponents apart, negotiating a political solution and finally, tying the adversaries into something that one could call a peace system."[90]
Johan Galtung defines peacekeeping as (to): "control the actors so that they at least stop destroying things, others, and themselves".[91]
Peacemaking "is concerned with the search for a negotiated resolution of the perceived conflicts of interests between the parties".[92] Activities shall be called peacemaking activities if they bring together groups or individuals in dialogue about possible resolution of the conflict. Contrary to Ryan’s notion, this can occur at the diplomatic level or between ordinary citizens that are caught in the conflict.
Peacebuilding "is the strategy which most directly tries to reverse those destructive processes that accompany violence".[93]
These strategies must not be confused with certain activities. For example: "dialogue" might be used both to find a solution to the conflict and to foster understanding between two groups in conflict. The former usage puts it in the realm of peacemaking, and the later in the realm of peacebuilding. This shows that many activities include aspects of at least two, if not all three strategies. Nevertheless, I believe that it makes sense to distinguish between them because they highlight different functions and problems.
The three strategies need to be applied at the same time.[94] Peacekeeping without peacemaking and peacebuilding would be very difficult because the violence might overwhelm the process, and any group wishing to sabotage a peace initiative would find it easy to provoke armed clashes. If peacebuilding is ineffective, the decision-makers might lose the support of their communities, and if peacemaking is ineffective, the perceived disagreement that caused the conflict will remain unresolved, and the probability that violence would start again soon is high. [95]
The three strategies are not per se nonviolent strategies. As has been shown before, they may include coercion - like mediation with muscle or military peacekeeping. But on the other side, all nonviolent tactics/methods can easily be related to one, or sometimes to more then one of the strategies[96].
The peace strategies are usually presented as strategies to be used after a conflict has escalated to violence. Ryan and Galtung as well as Butros-Gali seem to assume this although the first two reject the idea of a sequential order for their application.
It shall be argued here that the same strategies are also
used before the violence takes place. They are usually covered by the term
prevention, but looking closely at what activities (tactics) fall under
prevention, it is obvious that they are broadly the same. Therefore, although
prevention is an important concept when looking at any given conflict,
the peace strategies used are the same no matter if the conflict is pre-violent
or post-violent, only some of the tactics (means) used might differ. The
difference is that prevention deals with the formation of the conflict
while the three peace strategies deal with violent conflict, conflict transformation
and social change.[97] Prevention includes what otherwise is called peacemaking such as
diplomacy and peacemaking efforts by local actors. There has been preventive
peacekeeping (UN peacekeeping mission in
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Peacekeeping is a primarily[100] dissociative approach. Galtung points out that the idea of keeping the opponents apart is also the underlying philosophy of the politics of balance of power[101]. Peacekeeping, "is often the most urgent and necessary of all peace strategies because it is the only one which deals directly with the warriors on all sides who are engaged in mutual destruction."[102] It is traditionally considered a task of the military and perhaps the police. The practice developed by the UN of sending peacekeeping troops, so-called blue helmets, gave the strategy of peacekeeping a classical instrument; strategy and instrument often are considered synonymous. There is no logical reason why unarmed civilians could not carry out the same task, and there have been some cases of larger-scale civilian peacekeeping actions (see 2.4).
Authors[103] who are mainly interested in nonviolent intervention have broadened the concept of peacekeeping to include other, smaller-scale activities like (unarmed) accompaniment of activists threatened by death squads. Since these activities are also about control of violence by using a dissociative approach, it makes sense to include them in the peacekeeping strategy, only with a more limited scope than the violence of a conflict as a whole. Lisa Schirch describes four approaches of separating the parties involved in a conflict:
Buffer zones ("demilitarised and unpatrolled areas")
Peace zones ("civilian-occupied spaces where no fighting takes place")
interposition peacekeeping ("peacekeepers placing themselves physically between groups engaged in violent conflict in an impartial stance to all parties")
antirecessionary peacekeeping (which "maintains unequal distance between the parties” and is used when the parties in conflict are not easily separated
Generally, two main tactics of peacekeeping can be distinguished: accompaniment of individuals and groups, and monitoring of situations.
Ryan distinguishes three methods of peacemaking[104] as the imposition of a solution through either:
Violence and power
Law
3. Negotiation (classical mediation or second-track diplomacy)
Much of the literature on conflict resolution deals with negotiation and related methods. In fact, often conflict resolution is used interchangeably with peacemaking,[105] because peacemaking is the strategy that deals with the contents of a conflict. Many different tactics and methods have been proposed. Again, the terminology varies widely among the different authors. I would like to make mention of two issues in this context:
First, there is usually a continuum defined between third-party negotiators who use considerable pressure to bring the parties in conflict to an agreement (examples: the Dayton agreement after the NATO bombing in Bosnia 1995, and the Rambouillet negotiations carried out under the threat of military intervention in 1999), and third-party negotiators who act as facilitators helping the parties in conflict to find their own solution. How these different negotiating techniques are named, differs. Perhaps the major confusion stems from the fact that in international politics mediation is often used for the more coercive forms of negotiation, while in the intra-societal projects (family mediation, community mediation) mediation means exactly the opposite viz. not making one’s own proposals.
Kumar Rupesinghe proposes some rather fundamental differences between state versus non-state diplomacy.[106] State-based diplomacy is, he says, based on perceived self-interests, state-to-state relations, the principle of sovereignty and non-interference in internal affairs. It relies on UN, international organisations and bilateral governmental relations, and is a short-term approach. Non-state diplomacy, in contrast, is based on people-to-people relations, concentrates on trust building, networking and solidarity, has a long-term commitment, is flexible and creative and is low-profile foundation building.
Finally, Peacebuilding, more than peacekeeping and peace making, is the grand strategy because the ordinary people are included in the peace process. There are many examples of peace processes that have failed because there was no peacebuilding. The recent escalation of the Israeli-Palestinian conflict is a good example of this problem.
Peacebuilding activities include many very different tasks.
One major sector of peacebuilding is those tactics, which concentrate on encounter between the opponents, having as a goal the removal of distrust and hatred, and making it possible for former enemies to live together. Ryan emphasises that encounters per se are usually not helpful because interaction alone might not reduce prejudice and tension. He distinguishes seven sub-strategies of peacebuilding that combine contact with something else[107]:
1. Contact plus forgiveness is the religious approach of Gandhi, Martin Luther King and others. The question is, is it pragmatic enough to reach a sufficient number of persons?
2. Contact plus the pursuit of superordinate goals (joint sports, inclusion in a state umbrella like the EU etc);
3. Contact plus economic development, as soon as there is subjective economic justice for both sides;
4. Contact plus confidence building (e.g. law reforms);
5. Contact plus education for mutual understanding (e.g. multi-ethnic schools);
6. Prejudice reduction;
7. Exploring cultures.
There are other psycho/social tactics as well, for example, psychological aid for traumatised people.
Peacebuilding activities in the social/economic field include resettlement of refugees, development co-operation, rebuilding of infrastructure and the revitalisation of the economy etc.
Among political measures are the organisation of elections, establishment of democratic rules and rule of law, development of civil society, free media, respect for human rights and the like.[108]
At the end of the day, all non-violent conflict transformation is about bringing the parties in conflict together in a new relationship, and probably in a new context. This is what the nonviolent approach distinguishes from other approaches: Nonviolence always is searching for a future for all parties to the conflict, while other approaches might be content to have pacified and silenced one side, or in the extreme case even aim at their extinction.
The peace strategies described above have been characterised either as associative or as dissociative, with peacekeeping being the strategy that is considered primarily dissociative. This means that it is mostly intended to keep the parties in conflict apart, by being a buffer that cannot be passed over without sanctions (blue helmets monitoring ceasefire lines and buffer zones, civilian peace monitors interpositioning themselves between demonstrators and the police etc.). It is what Mahony/Eguren[109] call a strategy of deterrence where the potential aggressor is kept from attacking because he fears the consequences. These can be anything from international pressure and sanctions to losing face or relapse into general war. But behind this dissociative character there is an eventual associative element, even if it is an indirect one. Peacekeeping or creating the precondition necessary for allowing other work of bringing the parties together, fighting for justice and for political change is the reason why a dissociative strategy has a place in conflict transformation.
Two aspect regarding association need to be mentioned as well:
The first is that association may be easier for some social groups than for others. A primary example is the experience of women who often find it easier to relate to each other than to men. Because women are not as involved in direct fighting as men and because women are politically low-key having and no public leadership roles in most societies, and because they may find it easier to identify with each other across conflict lines since they share many common life experiences and interests. This fact has even been recognised by the United Nations Security Council Resolution on Women[110], and by the theme "Women, Peace and Security: Women Managing Conflict” of 2001's International Women’s Day.
Furthermore, in other conflicts young people and seniors
may be exploited for peacebuilding efforts (see the activities of different
Civil Peace Services in
The second is what Johan Galtung has named the "Great
Chain of Nonviolence"[111], where at first the association is at least an indirect one. There
are conflicts where the two sides are socio-psychologically so distant
from each other, one side having de-humanised the other, that no direct
communication is possible. In that case external parties may step in and
create an indirect link. One example is the occupation of the American
continent by the Europeans in the 15th century. At the beginning, the occupiers
denied any humanity to the Indians, believing them to be mere animals.
Only when some courageous members of the Catholic Church intervened was
this view changed. These church representatives clearly belonged to one
of the parties in the conflict - the party of the occupiers. But exactly
because they did, they managed to get a hearing. Another example is the
event in Berlin,
Sometimes more than one intermediary might be needed; some intermediaries will share social characteristics with the oppressed, others will be socially closer to the oppressors.[113]
The question of if and when conflict intervention is legitimate has been discussed rather intensively over the last ten years. But the debate usually mixes questions of the general right to intervene with the question of the legitimisation of the use of force. Without denying that the use of deadly force deserves special treatment in any discussion, it nevertheless is necessary to put the question of legitimisation of intervention much more generally. What right does anyone have to involve himself/herself in someone else’s conflict? There are two approaches to this question: a legal one, referring to international law, and an ethical one[114] referring to different issues which are of a purely ethical and political nature.
International law, as it has been developed specially after World War II, and codified in the UN Charter and the different Covenants drafted and ratified since then, are mainly concerned with the relationship between states. Important in the context of conflict intervention are the still up-held principle of the sovereignty of all states, and the consequent rule of non-interference into the affairs of another state (chapter I, article 2/7 of the UN Charter). To see a state as an individual actor that is considering it to be a legitimate person, in international relations, is an old tradition in international relations, often tracked back to Jean Bodin and Alberico Gentili in the 16th century,[115] and put into practice from the time of the Peace of Westphalia, which ended the 30-year-war. New for the time after WW II are the general prohibition of war (chapter I, article 2/4 of the UN Charter)[116], and the prescription of peaceful procedures of settling disputes (Chapter VI of the UN Charter).[117] There are two generally accepted exceptions to this prohibition:[118]
1. Self-defence against an attack is considered allowed as long as the UN does not take measures (Art 51 of UN Charter);[119]
2. If there is a threat to international peace or security,
the UN Security Council may decide to use "all means necessary" including
force (Chapter VII; specially article 39 and 42). It may delegate the implementation
of its decision to some of its individual members (article 48) as it did
in the case of
The possibilities of the UN to enforce its decisions against the will of the member concerned, and to persecute breaches of international law, are limited. If diplomacy fails, its means are sanctions, setting up intervention operations (usually with a strong military element) if the five permanent members of the Security Council agree, and in the future hopefully a War Crimes Court which has been designed on the model of the two War Crimes Tribunals on Yugoslavia and Rwanda, but which is not yet ratified by a sufficient number of states. [121] Not having a police of its own, the UN is reliant on its member states to provide the means, be it civil police to arrest a war criminal or military troops to intervene in a conflict.
After the breakdown of the Warsaw Pact in 1989, a new dynamic
entered hitherto frozen international relations. The so-called realist
school of international law and politics, which emphasises the sovereignty
of states as the best guaranty of international peace, lost ground to the
so-called idealistic school that aims at world governance with a monopoly
of violence of the United Nations.[122] Certain decisions of the UN Security Council, specifically Resolutions
687 and 688 from the 5.4.1991 on North Iraq and Resolution 794 from 3.12.1992
on
Another important development in this context is the growing realisation that many problems, specifically ecological ones, can only be solved on a global basis. The creation of International Environmental Law and international agreements in this and other fields, often made at or in connection with World Conferences (Rio, Beijing), is sometimes seen as a positive sign for globalisation of responsibility.[126]
But it seems that the tendency to strengthen the rule of international law is facing a counter-move, at least in regard to the respect of the UN and its Security Council as the only body being able to establish a threat to international peace. The new NATO Alliance's Strategic Concept adopted on April 24, 1999[127] does not say so explicitly, but may be interpreted as mandating NATO to get active with the UN Security Council if possible, and without it if necessary,[128] claiming to have to play "an indispensable role...in consolidating and preserving the positive changes of the recent past, and in meeting current and future security challenges".[129] The NATO attack on Yugoslavia in winter/spring 1999, which was not mandated by the UN, is the first example of the so-called "New World Order" - what some observers have considered a relapse into the time even before the League of Nation Treaty - a time when the powerful states decided by themselves when to go to war.[130]
The second important aspect of international law important for conflict intervention is the definition of human rights as formulated in the Universal Declaration of Human Rights, and further developed in the Covenant on Economic, Social and Cultural Rights, the International Covenant of Civil and Political Rights (both from 1966) and other later declarations. Unlike the regulations considered so far, human rights are rights an individual has against his (or her) own state.[131] In the preamble of the mentioned Covenants it is said explicitly that every individual does not only have the right, but also the responsibility for ensuring the promotion of human rights. This right and responsibility is not limited to activity within an individual’s own state. A certain right to intervene on behalf of human rights anywhere could be deducted from this responsibility. Of course, this interpretation[132] until now would not be accepted by most governments in the world, and there is as yet no way to legally enforce it. On practical terms, human rights activists getting involved in human rights affairs outside their own country, depend on the protection of the laws of the country they work in gives them, plus the means they have available to alert international pressure and support from their embassies. In 1998, the UN Commission on Human Rights has presented a draft for a declaration on the protection of human right defenders. The draft asserts the right of any individual to work, alone or in co-operation with others, for the protection and the realisation of human rights in a national and international framework.[133] If this declaration is ever passed and ratified, it would give individuals and NGOs a much better standing in regard to international activities.
As a third factor the International Humanitarian Law needs to be named which governs the protection of non-combatants in war. The work of the International Committee of the Red Cross and Red Crescent Societies deserves special mention here because the ICRC has status which resembles more that of an official organisation than a NGO in regard to its rights to be active in zones of war.[134]
To sum up: Any conflict intervention implemented by states or international governmental organisations against the will of all or one of the parties in conflict, [135] is strictly limited by the UN Charter. Enforcement of decisions of the UN Security Council is only allowed in cases when international peace and security are threatened, a rule which has been open to some interpretation lately. This provision is equally valid for an un-armed intervention force as it is for military forces.
These provisions are not valid for NGO interventions. NGOs may intervene whenever they want to without breaking international law. On the other hand, they are not per se (yet) protected by international law, and therefore depend on the acceptance of the government of the country in which they get active.
The ethical issue is even more complex than the question of international law, since it is inseparable from political issues. I would like to distinguish five strands of arguments: the argumentation derived from the Christian principles of "Just War"[136], the argument of at least doing no harm Mary Anderson's project put into the core of its work, political arguments around hegemonialism and neo-colonialism (whose interests, whose values?), ethical considerations proposed by principled nonviolent theoreticians and practitioners, and last not least the customary right to action in solidarity as defended by actors of civil society all over the world. Most of these strands combine the basic question of the conditions under which intervention is permitted (if at all) with the questions of the how. In fact, since the first is often seen to depend on the second (like in the teaching of Just War), these two are very difficult to separate.
It has often been pointed out that the principles of Just War (bellum iustum) that specify the conditions to be met if a war is counted as a just war,[137] have been used rather to justify war, not to limit it.[138] Nevertheless, it is obvious that the criteria of bellum iustum are very much alive still, in spite of being said to be out of date in the time of assured mutual destruction by nuclear weapons. Not only politicians, philosophers and political scientists refer to them again and again when discussing war and humanitarian interventions[139], also much of the pacifist debate refers to criteria like "not all other means have been tested" / "there would have been alternatives to military intervention" (principle of last resort), "you are fighting only for your preserve your own" (principle of just cause), or "look at what atrocities you have committed/how you have escalated the conflict and not done any good" (principles of just means).[140]
The British political scientists Lewer and Ramsbotham[141] have proposed ten framework principles for humanitarian intervention drawing both from the bellum iustum criteria and several codes of conducts developed by humanitarian aid agencies. They mean these principles to be of equal validity for military and non-military interventions:
"1. The Principle of Minimum Humanitarian Standards
(Just Cause)
'Where there is unacceptable denial or violation of human rights, actual
or threatened, the international community has a duty to attempt redress
and a prima facie right to intervene, subject to the condition laid down
in principle nine.'
2. The Principle of Human Flourishing (Just Ends)
'The aim of such intervention should be the impartial promotion of sustained
human flourishing throughout the affected region'.
3. The Principle of Appropriate Means
'The means employed should be appropriate - that is, they should be a) necessary,
b) sufficient, c) proportional, and d) legitimate.'
4. The Principle of Local Enablement
'The intervention should be conducted in terms understood and accepted within
the region and in such a way as to strengthen and support those working
locally to resolve conflict and build peace.'
5. The Principle of Consistency
'Intervention should be consistent across different conflict situations and
relevant experience should be cumulatively transferred.'
6. The Principle of Reflexivity
'Interveners' motives and previous behaviour should be compatible with the
professed purpose of their intervention.'
7. The Principle of Complementarity
'Interveners actions should be mutually complementary.'
8. The Principle of Accountability
'Interveners should hold themselves accountable to the international community
for their intervention, since it is from the international community
that they derive the authority to intervene.'
9. The Principle of Contingency and Graduated Response
'Where possible, intervention should be preventive, nonviolent and with the
consent of all parties. Where this is not possible, additional criteria
should be met as appropriate at the relevant decision-points, without
prejudice as to the outcome.'
10. The Principle of Universality
'The principles which govern just humanitarian intervention should be endorsed
by the international community."[142]
Having the question of the right to intervene as a starting point, these criteria also include proposed rules on the how an intervention should be carried out in order to be legitimate. This how may be found in many codes of conducts and other publications on NGO interventions. Specifically, principles of becoming active only on invitation, of putting local actors first, and of being guided by the principles of international human rights may be considered as consensus in the conflict intervention community today.[143] There is the growing acknowledgement of the fact that only those who have the conflict are can solve it, and that the role of international intervention is to support the local actors in finding this solution.[144]
More unassuming in comparison to these codes, as proposed by Lewer/Ramsbotham and others, is the doing no harm approach of Mary Anderson's Local Capacities for Peace Project proposes. What she outlines for humanitarian and development aid, may be translated directly to conflict intervention in general: Anderson argues that the minimum objective should be what medical doctors pledge: "First, do no harm". [145] Given the fact of how much harm such projects may do (the case studies commissioned by Anderson's project give ample examples), this rule should not be taken lightly. Often It is not so easy to do no harm, and it is much less easy to speak of positive outcomes and attempted effects.
On the other side there is what has been called the "Droit d'ingérence" as the ultimate legitimating of humanitarian action: "Humanitarian action is by definition universal. Humanitarian responsibility has no frontiers. Wherever in the world there is manifest distress, the humanitarian, by vocation, must respond."[146] The "duty to intervene" is considered an ethic, and it has its consequences, for example at least in the eyes of Doctors Without Borders the abandonment of neutrality if necessary.
The fourth line of arguments around the legitimacy of conflict intervention concentrates on political interests the interveners might have. There is the term peace colonialism[147] and the accusation not to deal with the real causes of conflict that lie in our (Western/Northern) societies with which advocates of nonviolent intervention find themselves confronted. Specifically anti-imperialist analysts and activists argue that those who then intervene in them first cause most interventions in war. [148] Therefore, legitimate activity against such wars should rather take place in the hegemonies of Northern countries, and targeted against the governments and international business.[149]
It is true that the majority of nonviolent interventions
took place in settings of immense international publicity and interest.
Lacking statistics it has to remain an unproven assumption that there is
a direct relationship between NGO projects of conflict intervention, and
the attention the conflict finds in the international media, and on the
level of governments/international community. But the connection jumps
to the mind if you compare cases like
On the other side there are the political goals of nonviolent interveners that have to be taken into consideration making a decision on when and if to intervene. I am referring to the issue of co-operation or non-cooperation with military intervention forces. While this is not a problem for the majority of NGOs being involved in what is coming to be called complex peace operations (see Chapter 2.5), it is a problem for those groups and organisations with an explicit nonviolent approach. For those who reject all use of force, and whose goal it is to abolish war and the military, it may present an ethical dilemma to find themselves working hand in hand with military peace-keepers, accepting their protection, joining in the task to rebuilding after war. There are three views: One is that strengthening the civil part of such operations might eventually lead to making the military unnecessary at all. The other is that co-operation legitimises the military and the use of force, and therefore must be avoided.[150] The German Forum Civil Peace Service has taken a third stance in that debate: It simply refuses to compare Civil Peace Service to the military, because civil conflict resolution in their eyes follows another logic, and cannot be compared to military operations. Any comparison with military interventions would only lead to the legitimisation of the military.[151].
A fifth element to look at when discussing ethical implications of conflict intervention is what principled Gandhians have to say. The debate on international (military) interventions often went along the lines "We have to do something", and the accusation directed at pacifists that they preferred to "do nothing", being interested only in keeping their own hands clean instead of assuming responsibility for the whole.[152] The answer from Gandhi[153] and those influenced by him always has been that non-violence is a third way beyond the choice between violence and doing nothing. That is nothing else than an ethical justification for acting, and therefore also for nonviolent intervention. Nevertheless, there has been, specifically from the side of Gandhians, strong criticism of interventionism. Weber mentions Vinoba Bhave who believed that "the citizens of a country which maintains an army have no right to conduct satyagraha in another country".[154] This is a radical statement, but in my eyes one which should not be dismissed too easily as being irrelevant. There is at least the issue of credibility at stake when NGOs concentrate rather on problems far away from their own country than trying to do something about those problems they are closest to, and therefore might have the most possibilities to influence.[155]
As sixth and last point in this discussion I would like to mention something which in my observation has often been referred to, but to my knowledge has not made entry into any more theoretical works yet: It is what I would like to call the customary right to action in solidarity as defended by actors of civil society all over the world. For example, in the discussions the Council and Triennial Conferences of War Resisters' International [156]has had over the last eight or nine years on conflict intervention, very often intervention was contrasted with solidarity. [157]The role of nonviolent activists, so runs this argument, would be to support those groups and individuals having the same goals in other places, and fight together for justice and peace. In if not identical but similar wordings these are the objectives of most activists' networks around the world, or, in other words, to be asked as the basic legitimisation for doing something. The right of citizens to work together over borders for the same objectives, and often in spite of their governments who do not want them to do so, is something rarely questioned by the activists themselves, and which may be one of the fundamental principles of international true democracy.
Where do these different arguments leave us in terms of ethical legitimisation of conflict intervention? I think the first thing which has become clear is that there is no easy, ready-available recipe, because while some of the thoughts outlined above fit together, others do not: To start with those which have some consistency: There is, as a minimum, the rule of doing no harm. Then there are different criteria that might have to be fulfilled in order to decide if an intervention is appropriate at all. Lewer/Rambotham tried to phrase these criteria into ten principles based on the principles of bellum iustum. Some of these principles define criteria about the how of an intervention, as do several codes of conducts, which have been developed by humanitarian and conflict resolution organisations. The political question if an intervention undertaken by nonviolent activists might in fact support the political, strategic or economic vested interests their country (countries) have in a conflict, could be seen as an elaboration of the principles of just cause and ends.
But the two last points raised above are rather thorns in the flesh of this picture: Neither Vinoba Bhave's statement about having the right to work somewhere else, nor the question of actions in solidarity are easily dealt with in the framework of general criteria. The outcome of the weighing of these different arguments is something beyond research. Only those sharing common values will be able to agree on any ethical statement. Being asked certainly should be considered a necessary but not sufficient condition for intervention, because given the diverse interests of civil society (and state) actors in any country of the world, it is usually easy to find someone to invite you. But this alone does not exclude that the intervention might be harmful, unjust or just useless.
A comprehensive history of nonviolent conflict interventions covering more then just projects of peacekeeping has yet to be written.[158] It would probably be a history beginning with the last century, pointing out some earlier activities and events - like mediation undertaken by Quakers between colonialists and Indians in the 17th and 18th century[159] - as their prehistory. There would have to be mention of the conceptualisation of peace by international law as it started in the period of enlightenment with philosophical studies[160] like the probably best known and most influential oeuvre, Immanuel Kant's "Perpetual Peace", written in 1795. These thoughts survived more then one hundred years of realpolitics and war as a legitimate means of politics, influencing not only the peace movements of the outgoing 19th century, but also directly or indirectly the founders of the League of Nations and the United Nations with its Charter, the different Covenants on civil and human, and of course its peacekeeping missions.
A major role in such a comprehensive history the rise of pacifism[161] would play, the growth of nonviolent action[162] and nonviolent (social) defence[163], and of peoples' struggles[164] around the world, many of them fought with nonviolent or mostly nonviolent means - all predominantly developments of the by-gone, 20th century.
The goal to establish a standing peace army - a goal that is basically shared by NP - may be rightly called, as Moser-Puangsuwan and Weber do, a "recurrent vision". It seems that between World War I and today there have been at least about one dozen of proposals of that sort that made their way into the literature on nonviolent intervention.[165] Personally, I am convinced that there have been at least twice as many that have been overlooked so far.[166] The better-known proposals have - with one or two exceptions each - two things in common: They emphasise the role of peacekeeping and/or even peace enforcement by interpositioning, and they seek to place the new instrument under the auspices of the United Nations or another international organisation. The proposals never found much if any attention with the bodies the proposals were directed to.
As a third element in common, most of the proposals (not all) had a strong connection to projects. In some cases, the proposal to create a peace army came after a project idea to intervene in a specific case. For example, after Maud Roydens concrete proposal to intervene in the Chinese-Japanese conflict, she and her followers developed a general proposal to the League of Nations. In other cases the peace army proposals were developed on a more abstract level, preceding projects that then were often seen at the beginning as pilot or exemplary projects (Christian Peacemakers, German Civil Peace Service). In this latter case, the organisations have tended to soon abandon the larger vision as unpractical or even no longer desirable.
Not all of these proposals remained at an abstract level. There has been a larger number of spontaneously formed groups and projects in order to protest or stop violence, or to contribute to peacebuilding.[167] There are a few overviews compiled on such projects.[168] But to start with a remark on what is not to be found here: Some nonviolent activities that are found in some of the standard overviews I am leaving out, because in my eyes they do not belong to the realm of nonviolent intervention. So there is neither mention of the Sahara Protest Action[169] when an international group including Africans protested against the first French nuclear weapons testing 1959-1960, nor of the different peace walks[170] and peace ships sent to protest against the nuclear arms race[171], nor of peoples' struggles and cases of nonviolent resistance/social defence like the Kapp' Putsch, the Indian liberation struggle, Prague 1968, Philippines 1986 and so on. In all these cases the nonviolent activists did not intervene in a conflict not their own but made themselves one of the conflict parties. Though a lot about the functioning of nonviolent action can be learned from studying these examples, including them here would have broadened at this point the subject beyond recognition.
There are projects where it is difficult to decide if the activists did intervene as externals or are fighting their own struggle. The problem arises especially when peace teams or the like become active locally, e.g. trying to mediate or to accompany threatened people in racist or ethnic conflicts taking place in their own country. On the whole, I tend to consider these projects rather as nonviolent interventions as long as the interveners do not belong to one of the primarily and directly concerned groups. For example, a Croatian citizen who intervenes in an area where members of the Serb minority are threatened by Croatian extremists, is rather an external party no matter if she or he is an ethnic Croat or Serb.
Some of the projects undertaken by groups and coalitions
formed spontaneously, under the impact of a specific conflict or war they
wanted to influence, have been larger-scale. It starts with the often-quoted
attempt of the British pastor Maud Roydon to set up a peace army in order
to stop the war between
It is interesting to notice that there has been an obvious relationship between the different actions just because probably often the same people were involved in them, and also a clear relationship between spontaneous actions to the foundation of more stable groups and organisations. In the case of the 1970s this was more a delayed then a simultaneous reaction: While in the first half of the 1960s only one more influential organisation, the World Peace Brigade, was founded (and incidentally dissolved rather soon) - activists involved in such actions and in World Peace Brigade later were involved in leading positions in the founding e.g. of Peace Brigades International, Witness for Peace, Christian Peacemaker Teams and so forth. In the 1990s things moved far more quicker: Several new organisations formed almost at the same time as spontaneous actions were carried out - Balkan Peace Team, Civil Peace Services in several European countries and so on.
The goals and activities of these kinds of projects are not as easily described as it might seem. They are not all about stopping or controlling group violence by interpositioning international activists between the warring parties, although that has been the objective of the majority of them. Some of them just aimed at making the issue public and expressing solidarity to the victims of the war (e.g. protest actions after the suppression of the Prague Spring by Warsaw Pact troops in 1968, two Walks for Peace in the Middle East and one or two of the peace caravans/marches taking place in the 1990s in Bosnia.
There are a few projects listed in this category which are exceptional insofar as they concentrate on accompaniment of refugees back to their home (e.g. the Latin American ones), or monitoring of the human rights situation and accompaniment of threatened individuals like in "Cry for Justice", a project carried out by an umbrella of different groups in 1993.. Although these are no stable organisations but rather projects carried out by a number of groups together, and therefore belong in this chapter, the approach and tactics of these projects are rather comparable to that of peace team organisations described in the next chapter, and some are taken up there as examples again.
The number of participants (or prospective participants
since some of the actions never took place in the end) has a rather large
range. “Mir Sada”, a peace caravan to
In regard to the effects/goals reached by the projects setting out to stop or prevent a war, it seems to be correct what Weber says in his summary: "Most of the early major initiatives stalled at the proposal stage primarily because of a lack of money and the absence of international organisational and logistical support".[174] Others at least arrived in the field, but none of them reached the goals they had set out for themselves, which was to stop a war. [175]
Nevertheless, it needs to be pointed out that most of these
initiatives took place in an environment of international or quasi-international
war with clear geographical borders between the warring parties. Only very
few of them (the ones in
Since the mandate of this research is to identify needs and possibilities for large-scale nonviolent intervention, some very important approaches to conflict transformation will have to be neglected, especially those developed and undertaken by professional "unofficial" conflict resolution workers because what they do can only be done by a small number of people. Professional conflict resolution workers may either come originally out of the Track One system (e.g. elderly statesmen like Jimmy Carter), or from religious or professional backgrounds.[177] In contrast to peace teams and peace services, people of this category work mainly in the field of peacemaking. They may offer unofficial good services and mediation (e.g. the Quakers who entertain a house in Geneva for this purpose)[178], which is often a preparation for more official negotiations taking place later. Another activity is Conflict Solving Workshops[179]. This is a special method developed and carried out by a smaller number of international conflict resolution organisations like International Alert (based in London), Nonviolence International (Washington), Berghof Centre for Conflict Resolution (Berlin) or Simon Fisher and his team of the Harvard School. Their purpose is to get people together who are not first Track themselves, but who have good access to the power holders of their society.
The number of institutions and NGOs concentrating purely on peace making activities is rather small. This is probably due to the fact that it is not easy to get access to the top-level leadership in almost any given conflict. All reports agree that it needs a long time to build up the trust necessary to have a standing in this field. And so although this kind of peacemaking would probably be a very important component of any conflict transformation effort in the field, it would probably be undertaken either by other actors in the field, or by a small group (leadership?) of NP as part of the overall mission.
On the other hand also the very broad category of citizens'
initiatives will be excluded. These are all those initiatives - be it NGOs
or more informal groups - that get involved in international work on a
very grassroots level, seeking a person-to-person contact and either trying
either to help people/groups in another country, or building networks on
issues of mutual concern.[180] Examples for the first kind of activity would be all those grassroots
groups which form themselves to collect money for social projects or refugees
in conflict areas, be it street children in
All these activities of course fall under the category of peacebuilding. But although they often involve the exchange of people, they can hardly be considered models for what Nonviolent Peaceforce aims at becoming, and therefore - and only because of that - are neglected in the further chapters of this study.
The following chapter[182] aims at describing and identifying successful types of nonviolent or civilian intervention. Shortlisting the whole range of activities described in Chapter 1, we here concentrated on a few types of actors:
1. Peace teams and Civil Peace Services.
Here a handful of nongovernmental organizations were examined as precedent for the Global Nonviolent Peace Force. Those selected practice third party nonviolent intervention by placing teams in situations of conflict and instability for more than a short-term visit, march or demonstration. These team-sending organizations have built reputations for maintaining a principled and courageous presence with people who are at risk in conflict. They have additionally analyzed their own work and thus increased our understanding of nonviolent intervention.
Included here are Balkan Peace Team, Christian Peacemaker Teams, Peace Brigades International, SIPAZ, Osijek Peace Teams and Witness for Peace.
As examples for European Civil Peace Services are examples of the German, the Austrian and the Italien Services, because the other projects have either not yet nor are planning to deploy personnel to the field. Interviews with several key organisers have complemented data taken from publication of the CPS organisations.
2. Development and humanitarian aid organisations. Interviews with a few representatives of such organisations have also here complemented data taken from publications.
3. Civilian governmental missions: Here are five examples of different types of larger-scale missions presented: different NGO (and one UN) election monitoring missions in South Africa in 1994 and 1995, the Peace Monitoring Group in Bougainville being there since 1997, the OSCE Mission in Kosovo 1998/99, and UN missions in El Salvador and East Timor. The information for this and the following sub-chapter has been taken mainly from publications on these missions, complemented by reports of the missions which they tend to make available on the internet.
4. Military-based interventions are, as explained elsewhere, being considered under two aspects: first, there are lessons learned from these missions which might also hold true for unarmed missions. And secondly,. there is the issue of replacing their functions by civilian activities, one of the professed goals of GNPF. The latter question is dealt with in an extra subchapter, 2.6.
For all these examples we have looked into their character and goals, their activities, the outcomes and impact[183], and tried to formulate as lessons learned conditions for successful complex projects or missions of the respective type.
After looking into the different examples and precedents, we have tackled two more questions: Section 6 asks the question under what circumstances non-violent large-scale intervention is capable of replacing military intervention, and section 7 deals with the issue of When nonviolence failed.
In the concluding chapter we then have tried to formulate some more general lessons for GNPF.
This chapter is the product of a co-operation between three persons:
- Donna Howard who delved deeply into the experience of peace teams,
- Carl Stieren who dealt with those cases when nonviolence did not work,
- and Christine Schweitzer who researched the various other cases, and having looked into Civil Peace Services, co-operated with Donna Howard on Chapter 2.
Hope can only be kindled where there is solidarity. It is much easier to throw yourself into any commitment when you have someone with you, protecting you... I can throw myself from a high place, if I know that there is someone there to make sure I am not destroyed by the fall. You give us the force to be able to throw ourselves into our work. You have been expelled. You have suffered some of the same problems as those whom you have helped... Do not forget that it is precisely because you have suffered with the people that you have been able to support them in building their resistance.
Lutheran Bishop Medardo Gomez,
accompanied by Peace Brigades International in
Peace Teams and Civil Peace Services are both umbrella terms describing a wide range of activities carried out by civilians in conflict areas, which aim at broadening the scope of local activists by accompaniment and presence, resolving conflicts nonviolently, building peace and reconstructing society. They include training of peace workers, raising awareness of the importance of nonviolent conflict resolution, sending out peace teams and co-operating with the local populations in conflict areas.[185] That we have treated them separately in two subchapters is more due to division of work between the two researchers,[186] than it is well founded in conceptual differences.
If there is a difference, then it is a difference between those projects that concentrate on peacekeeping activities (accompaniment, presence, interpositioning), and those groups that concentrate on peacebuilding. But while there is presently no Civil Peace Service focussing solely on accompaniment (though there are other forms of peacekeeping practised), there are a few groups calling themselves Peace Teams that have been more focussed on peacebuilding than on peacekeeping tasks (BPT). That means that neither Civil Peace Service nor Peace Team is a clear-cut concept that separates the two clearly from each other on the one hand, or from other volunteer services on the other. If there is a proprium to the European CPS, then it may be that the term Civil Peace Service expresses a new political movement generally characterised by the following elements or goals:[187]
Institutionalise peace services/peace teams and have corresponding legal provisions in place, or making use of already existing ones,[188]
Access public funding for grass-roots work for conflict transformation and building up civil society,[189] and
Strong emphasis on the necessity of preparatory training that in some cases (not all) goes hand in hand with the objective of professionalising peace services.
Lacking a more specific definition, for the purpose of this study, all those volunteer and training organisations that are members of the European Network for Civil Peace Services (see below) will be called Civil Peace Services (CPS) ,[190] all the others Peace Teams.[191]
In our survey, we have not aimed at covering the activities of all organisations active in that field. Rather, we have chosen a handful of these nongovernmental organisations, and examined them as being precedent in many aspects for the Nonviolent Peaceforce.[192]
Donna Howard
Hope can only be kindled where there is solidarity. It is much easier to throw yourself into any commitment when you have someone with you, protecting you... I can throw myself from a high place, if I know that there is someone there to make sure I am not destroyed by the fall. You give us the force to be able to throw ourselves into our work. You have been expelled. You have suffered some of the same problems as those whom you have helped... Do not forget that it is precisely because you have suffered with the people that you have been able to support them in building their resistance.
Lutheran Bishop Medardo Gomez,
accompanied by Peace Brigades International in
Organisations that send peace teams into areas of conflict do so hoping to increase the odds that local peacemakers will be able to take greater risks in their work but not with their lives. Local individuals and organisations that report human rights abuse or expose injustice, for example, are usually ”working without a net.” Peace teams take risks themselves in order to be that net.
A handful of these nongovernmental organisations were examined as precedent for the Nonviolent Peaceforce. Those selected practice third party nonviolent intervention by placing teams in situations of conflict and instability for more than a short-term visit, march or demonstration. They have additionally analysed their own work and thus increased our understanding of nonviolent intervention. Included here, are Peace Brigades International, Christian Peacemaker Teams, Witness for Peace, Servicio Internacional para la Paz, Osijek Peace Teams and Balkan Peace Team.[194]
"The existence of a third party at the scene of events makes it easier for the conflict parties to take a more constructive approach to behaviour and problem-solving. A reversal of the escalation becomes possible because the conflict parties question their own conflict behaviour and are supported in their search for a different approach to the problem."[195]
The team-sending peace organisations examined here[196] differ in many ways, but all might be described as having a goal derived from the quote above: to reverse escalation in conflict and support parties in evaluating and altering behaviour that may have contributed to the escalation. Or as stated by Müller and Büttner, ”to influence the conflict parties using less and less threat and violence in order that they develop a productive treatment of their problems, that is, an increasingly civil peace strategy.”[197]
All the teams studied sprang from an urgent need to ”do something” about a particular conflict or crisis. For Peace Brigades International (PBI) it was Guatemala; for Witness for Peace (WfP), Nicaragua; for Christian Peacemaker Teams (CPT), grassroots wars in Central America and North America in which U.S. was identified with elite groups; for Servicio Internacional Para La Paz (SIPAZ), Chiapas; and for both Balkan Peace Team (BPT) and Osijek Peace Teams, it was Croatia and Serbia/Kosovo/a.
PBI and WfP are the forerunners in this studied group, both founded in 1981 and created new peace team specialities from the precedents of Shanti Sena, World Peace Brigade, Peaceworkers and A Quaker Action Group. A look at the founding of each organisation will give us an idea of their character.
PBI was formed by activists who were international as a
group, experienced in the field, and primarily former members of World
Peace Brigade, International Fellowship of Reconciliation and War Resisters
International. WfP was the response of outraged clergy and lay people in
the
There are strong relationships between some groups. PBI, in addition to developing its own structure and work in the field, went on to be a part of the coalitional founding of BPT and SIPAZ. War Resistors International and International Fellowship of Reconciliation were co-founders of PBI, SIPAZ and BPT. These three, plus Osijek, are the organisations that are founded and structured as coalitions: PBI with sections in 17 countries, BPT with 11 member organisations and SIPAZ with over 50 member groups.
The work of SIPAZ, WfP and CPT springs explicitly from the Christian faith; the mission of WfP and CPT is grounded in opposition to US policies that create injustice for citizens in other countries.
All claim some form of neutrality or non-partisanship,
but there is quite a range to how the term is used and applied. Osijek, BPT and SIPAZ demonstrate the most
easily defined form of non-partisanship. The peacebuilding done by BPT
and Osijek is offered to all, Osijek teams always have both Serbian and
Croatian members, and every effort is made to build communication between
conflicting parties and to serve all populations. WfP claims non-partisanship
in the field, choosing not to be involved in the internal struggles of
any country or group. But their opposition to
The goals of these team-sending organisations range from
peacekeeping through peacemaking to peacebuilding. PBI’s goal ”to create
space for local activists to work for social justice and human rights”[198] emphasises the work of locals and involves violence reduction. CPT’s
intent to ”get in the way”[199] implies the intervention of peacekeeping, but supporting peacemakers
and affecting
I will use, here, the three overarching strategies of peacekeeping, peacemaking and peacebuilding, showing the activities of the peace teams in each.
Peacekeeping strategy aims to reduce violence in areas of conflict. Peace teams can effectively utilise tactics intended to keep individuals or groups safe by the ”creation of buffer zones or human chains; observation of cease-fires; observation of conflict events to reduce the incidence of violence; escorting of or presence near threatened persons or organisations; appeals.”[203] Some of the many nonviolent tactics used by civilian intervention teams are discussed below.
Interpositioning is the physical placement of peacekeepers between groups engaged in violent conflict in an impartial stance toward all parties. As conflicts do not necessarily have a separation of parties and often have more than two contending sides, interpositioning is not always even remotely possible. Interpositioners may do other peacekeeping activity while occupying the space between parties. WfP is the only team studied which has attempted large-scale interposition.
In 1983, after the
Interpositioning may at times refer to smaller groups of people.
In 1986, as Grupo de Apoyo Mutuo (GAM) women held a demonstration
at
The most single-minded effort at interpositionary peacekeeping
was known as the Gulf Peace Team. The idea was to send a team to the border
between
The fact that this interposition effort happened at all
has nonviolent historical significance. And because it has significance,
the problems incurred in the project merit evaluation. One of those problems
had to do with non-partisanship, which is essential to this kind of interpositioning.
The group sought permission for their camp from both sides of the border,
but got no response from
Accompaniment of persons who are at risk is the physical counterpart of international advocacy. In order to deter or report violence, one must be physically there, in the right place at the right time. ”In most instances death squads and other human rights violators do not want their actions exposed to the outside world. Thus the physical presence of a... volunteer, backed by an emergency response network, deters violence directed against local activists.”[210]
Peace Brigades researchers and team veterans Liam Mahony and Enrique Eguren say that accompaniers need ”to be as obvious and visible as possible to the outside world, and yet as unobtrusive as possible in the lives and activities of those being accompanied.”[211] This accompaniment of activists, refugees and communities threatened with violence requires 24-hour a day presence, while the individual accompanier might be reading a book during a meeting, travelling with individuals or community, or being present at a demonstration.[212] Canadian volunteer, Sel Burroughs, puts it this way: ”Escorting is difficult. It involves being ready to move at someone else’s schedule, hours of waiting and intermittent exclusion and inclusion in the lives of the person you are responsible for.”[213]
PBI has done by far the most accompaniment work in the past two decades and has additionally analysed what does and does not make it effective. Their mission statement avows specifically: ”The aim of PBI’s international presence is to accompany both political and social processes through a joint strategy of deterring violence and promoting active nonviolence... PBI, where possible, initiates contacts with all the parties to a conflict in order to establish and inform of our presence.”[214]
The formulation of effective accompaniment work took place
in the 80’s, as PBI experimented with tools for keeping civilian activists
safe from military dictatorship and guerrilla resistance in
PBI’s accompaniment takes these forms: escorting an individual 24 hours a day, being present at the office of a threatened organisation, accompanying refugees returning to their home communities, serving as international observers at elections and demonstrations.[216] They will not accompany anyone who is armed and they will not participate in the work of that activist or group no matter how needed or worthy. Because of this, they are able to claim that their accompaniment is non-partisan, even if they are protecting only parties who have a particular position in the conflict.
Presence is akin to accompaniment but expanded to an entire community. It is appropriate when violence is one-sided and/or parties are impossible to separate and it seeks to reduce the risk of violence rather than to protect the social change work of any particular individual or group.[217] All teams studied could be said to provide presence in the communities where they work.
Presence might include the following activities:[218]
a) patrol or occupy certain areas to prevent their falling into the hands of one party or the other in violation of law or stipulation
b) patrol a demarcation line
c) maintain a demarcation line free of violations and incidents
d) maintain open access to certain areas or routes
e) deny access to certain areas buildings or facilities.
Presence assumes that teams or team members may be spread out among the villages that need protection when it is not possible to interposition between conflicting sides, and that thus spread out they will still be a deterrent to violence. It does not rely on any particular activity but on certainty that one’s presence is known.
In fact, team members may be doing the unexpected. Asking
one’s hostess, ”Show me how to make a tortilla” and allowing one’s ineptness
to be a source of amusement is, according to Phyllis Taylor, a day well
spent being present.[219] Other activities of WfP in Nicaragua included observing and listening
to stories (particularly of victims), sending health delegations, writing
materials to educate people in the U.S. ”The nonviolent presence came to
include symbolic marches and vigils, accompaniment of individuals and communities
in danger, fasting, work projects, peace flotillas, and a host of other
actions.”[220] Short and long-term WfP delegations and teams lived and worked with
the Nicaraguan people, met with religious, political and media leaders,
stood with the grieving, documented atrocities, recorded stories, harvested
coffee and perhaps most importantly did all they could to fulfil their
goal of changing
The Cry For Justice coalition[222] in
Kathleen Kern describes what CPT members did during a typical
day of being a presence in
We began every morning with devotions and a meeting, then separated to go visiting throughout the community of St. Helene. We accumulated a great deal of information about military and paramilitary activity in this way and would make a point of visiting the areas in which this activity occurred. When told about human rights abuses, we wrote reports and sent them to contacts in Port-au-Prince, who in turn disseminated them to various human rights agencies. Afternoons were spent on language study and naps. Rounds were made again in early evening. Meetings with the Democratic underground or friends in hiding took place at night.[225]
And the daily presence for CPT in Hebron, according to Ms. Kern, goes like this:
Morning devotions in the park in front of the mosque. Pick up trash, fix broken benches in park, or play with children. Separate and visit people - some journalist friends to pick up news, some friends or families near settlements. Twice a week, two members taught English classes to Palestinian highschool students, which became discussions on the theory and practice of nonviolence. Afternoon: writing, visiting in late afternoon and early evening, write more in the evening. Saturday: Afternoon and early evening on Dubboya Street (scene of many violent encounters between settlers and Palestinian residents and shopkeepers) to serve as violence deterring presence. [226]
SIPAZ has been placing teams in Chiapas,
Observing/documenting/monitoring activities have potential for both reporting and deterrence. Team members can put into effect a string of consequences for an abuser of human rights by channelling information to the outside through emergency response networks with people ready to send messages to protest the violation. But the more immediate goal of observing is deterrence.
The teams studied all use the tactics of observation, documentation
and monitoring. However, Witness for Peace is very distinct from the others
by documenting and reporting only those policies and practices of the
A camera and notebook are the main human rights observation tools. CPT team
members in Hebron report the effectiveness of making notes at an army check-point
while telling the soldier that they are sure U.S. Congressmen will be interested
in what they are doing while using money from their country.[230] And PBI team members posit that the act of taking a picture is perhaps
more important than the picture itself. Upon seeing the camera, police or
military become conscious of themselves. It is a distraction from their potential
brutality and requires taking time to turn attention to the volunteer, make
an arrest, seize the camera, or expose film. Meanwhile, they saved face and
tension abated.[231]
Observation and reporting are an integral part of almost every other tactic or activity. Nonviolent peace team members who are interpositioning, accompanying or being a presence are at best utilising their ability to observe, document and report the violence and other human rights abuse they observe. Thus while being a presence in Nicaraguan villages, Witness for Peace volunteers interviewed survivors of Contra attacks to document the stories and report them in the U.S. to advocate for Nicaraguans, educate U.S. citizens, and lobby Congress to stop funding the Contras.[232]
”Armed only with a camera, PBI volunteers are a walking
embodiment of the pressure the international human rights community is
ready to apply in the event of abuse. As potential perpetrators know, our
exposure of such abuse may adversely affect a regime's foreign aid allocation.”[233] The Balkan Peace Team in Croatia undertook considerable monitoring
in the mid to late 1990’s: the return of the Serb population, the trial
of Mr. Mirko Graorac, accused of war crimes, in the Split County (Zupanijski)
Court, rental violations, etc.[234] Observation and reporting is undertaken by WfP specifically to document
the results of U.S. and corporate injustice. They use collected evidence
to change
Advocacy with the International Community involves alerting
those in other places to the conflict violence, injustice and human rights
abuse and is nearly inseparable from the other tactics of peace teams.
Civilian peacekeepers are often very deliberate and energetic in seeking
media attention in order to draw world attention to the conflict. The attention
in and of itself has potential to decrease violence if parties in the conflict
are concerned about their international image. Secondarily, well-directed
advocacy engages those who can apply political pressure that increases
safety and causes positive change in the nature of the conflict itself.
The five teams studied all undertake advocacy, but again a distinction
must be made about Witness for Peace, which advocates for change only in
the
PBI has built and utilised an exemplary rapid-response network to mobilise international concern and pressure in response to emergencies. What began as a safety feature for both themselves and the Central American citizens they accompanied was developed over the years into a telephone tree of thousands of people around the world. Within a few hours, the PBI network had the capability to generate hundreds of phone calls and faxes protesting imminent or occurring danger. (And that was before electronic communication!)
Initially, the target of these messages would be the Guatemalan
government or military. Later it was sometimes members of congress or parliament
in the callers’ own countries, urging these politicians to put pressure
on
In November of 1989, at least 60 foreign citizens were
officially detained in
CPT uses their 2000-subscriber Urgent Response Network sparingly, in order not to decrease its effectiveness as a crisis intervention tool. Subscribers should feel compelled to take what measures they can upon receipt of the information.[237] BPT had a written policy on appropriate reasons to use their alert network:
1. Physical attacks on citizens or nonviolent activists in the country
2. Arrest/disappearance of citizens or nonviolent activists
3. Direct threats to citizens or nonviolent activists
4. A threatening public atmosphere short of direct threats
5. Other human rights violations announced
6. Other human rights violations occur
7. Physical attack on team members
8. Arrest/disappearance of team members
9. Direct threats to the team
10. Threatening public atmosphere concerning the team.[238]
The sending of delegations has been a successful activity
of both WfP and CPT. ”CPT attempts to send several, short term delegations
each year to project areas. These delegations are an important short-term
encouragement to local people who are often overworked or face a crisis.
In
Particularly for WfP, with its emphasis on giving witness
in the
Activism might be chosen as a tactic of either peacekeeping or peacemaking by peace team members who feel the strongest, most personal, and most immediate statement must be made. Nonviolent direct action can be used by intervenors to raise awareness of a particular manifestation of the destructiveness of a conflict. There is no doubt from the history of nonviolence that it may exponentially increase the bargaining power of the oppressed party. The question here, is whether that direct activism can be undertaken by a third party intervenor.
Of the teams studied, CPT is the only one that embraces nonviolent direct action, including civil disobedience, as a tactic in the field. Their mandate includes the statement, ”We believe a renewed commitment to the gospel of peace calls us to new forms of public witness which may include nonviolent direct action.”[241] They see it as essential to their civilian conflict interventions and faith based stance with the oppressed. Additionally, they provide training in nonviolent direct action as a means to address conflict.
In 1995, CPT team members used sledgehammers on a locked gate at Hebron University because it was an unjust barrier to students from Hebron. Three team members and one member of the Hebron Solidarity Committee were arrested and spent the night in jail before having bond posted by an Israeli friend. [242] In March of this year, team members Rick Polhamus and Pierre Shantz were arrested while attempting to clear the entrance to the town of Rantis, which had been blocked by the military with debris. In early April, Shantz climbed to the roof of a Palestinian home just as the Israeli military approached with a bulldozer to demolish it. He was kicked, slapped and pushed down the stairs. Also in April, Greg Rollins and Bob Holmes attempted another clearing of a road and sat down when the soldiers arrived; they were then dragged away. In these three cases, the individuals were released later without charges.[243]
CPT believes climbing to the roof of a house is effective. ”I don’t think many had heard about home demolitions on the West Bank until we went there,” says Claire Evans.[244]
Direct action may compromise legal status inside a country and will most likely violate a principle of impartiality. (Direct action undertaken by peace teams is often described as partisan third-party intervention.[245]) PBI ”will not plan, participate actively in, or carry out direct actions.”[246] Non-partisanship, a cornerstone of PBI work, is not something they will compromise. But PBI has a second reason for ruling out all direct action: they believe foreigners should not intervene in internal politics.[247]
WfP members are certainly not shy of direct action, but
they keep it in the
For the purposes of this paper, peacemaking is defined as bringing together groups or individuals to dialogue about possible resolution of conflict. This can occur at the diplomatic level or between ordinary citizens who are caught up in conflict. This calls for ”mediation between the conflict parties through forms of dialogue: e.g. house to house visits, appeals, assemblies, delegations, fact finding, negotiation, creation of publicity between the parties and to the outside.”[248] Robert J. Burrowes calls it nonviolent reconciliation and development.[249] The intention is to facilitate conflict resolution, community reconciliation and/or community development by participating in projects that encourage conflicting parties to work together to achieve shared aims in defiance of the legal, political, economic and/or military constraints imposed by elites.[250]
CPT has tried to combine mediation and reconciliation efforts with intercessionary peacekeeping. Some, however, insist that the same organisation cannot do both reconciliation and peacekeeping work.[251]
BPT also was involved in both actively facilitating bringing parties together and being present in a conflict region. Their roles included: a) seeking to identify possibilities for dialogue between different groups, b) serving as channel of independent and non-partisan information from regions, c) contributing through contacts and networking to promote communication, d) dialogue and mutual understanding between different ethnic or peace groups and Croatian people and international community, and e) contributing team-members’ skills for benefit of all citizens (workshops in mediation, language classes, etc).
A June 1999 report from BPT team members in the field reads, ”In a recent exploratory trip to the region, the BPT-Yugoslavia team heard from some of the people they met that reconciliation between Serbs and Albanians will now be impossible. From many others, however, they heard that future dialogue and communication is not only possible, but absolutely essential. BPT was given strong encouragement to continue filling our unique role as networkers at the grassroots level, visiting and communicating with NGOs in both communities.”[252]
Sandra van den Bosse says that her objectives on the Balkan Peace Team were to support the people that were interested in a nonviolent solution to the Serb-Albanian conflict by helping to strengthen their organisations and to encourage dialogue with the other side.[253]
Though SIPAZ uses the word peacebuilding to describe its
work, most of their activity falls under the definition of peacemaking
used in this paper. They have coalition members who are experienced in
international non-governmental conflict resolution. ”SIPAZ seeks to play
a facilitative role, enhancing the context in which Mexicans are working
to solve largely Mexican problems.” It encourages the international community
to examine its relationship with
Their list of activities in
Contacts and Visits:
Participation in gathering of base communities in the northern region of Chiapas on the theme of community reconciliation.
Meetings with a variety of political and religious contacts in the northern region to discuss the implications of the new state and federal governments.
Meetings with several North American delegations to brief them on the political situation in Chiapas and the work of SIPAZ.
Organisation of a visit to rural areas in Chiapas for the Under-secretary of the Foreign and Commonwealth Office of Great Britain.
Information:
Continuation of the tour by a SIPAZ team member in
Publication of article on indigenous women in conflict area.
Publication of two articles in Dutch periodicals.
Meetings with three international academics studying role of SIPAZ & other NGO in Chiapas.
Inter-religious
Meetings w/ church contacts
Participation in strategic planning
Initiate series of meetings
Education
Facilitation of workshops on Conflict Transformation
Convene reflection process on processes of community reconciliation[255]
Most of WfP’s work falls directly under the strategy of
peacemaking. One of the organisation’s greatest successes, according to
Executive Director Steven Bennett, was ”participating in the process that
ultimately resulted in the re-integration of CPRs[256] into Guatemalan society. We played an accompanying and facilitating
role in this process, our presence providing a sense of security for the
CPR population feeling directly threatened. The same went for the Guatemalan
refugees in exile in
Peacebuilding
Peacebuilding involves the work of relief and development. Lisa Schirch describes it as ”social, political, and economic development projects to address structural violence and prevent destructive conflicts from occurring or recurring.”[258]
The Balkan Peace Team made peacebuilding a major part of
its work in
After the return of Albanian refugees into Kosovo/a, BPT staff together with local Albanian activists elicited and recorded stories of Albanians receiving unexpected assistance from Serbian people during their recent trauma. ”The goal of such a project is to counter what some local activists fear is becoming the homogenisation of the war experience.” [260] BPT members helped to establish a youth centre in the remote community of Dragash where both Albanian and Slavic Muslim youth could have access to locally identified services such as computer training and English language lessons. [261]
BPT-Yugoslavia, working in
The Osijek Peace Teams[263] pursue an impressive list of peacebuilding activities, all of which
became possible after the war in
Training in nonviolence is offered by all teams studied as some form of peace education in the field, except for WfP, whose teams offer educational events only for the WfP delegations they host.
CPT includes training others in nonviolent direct action
and seeks to provide a nonviolent perspective to media, interested groups,
congregations, or organisations through speaking and writing. PBI offers
education and training in nonviolence and human rights, and nurtures indigenous
versions of nonviolence.[264] In
Humanitarian Assistance as a form of peacebuilding is not offered by any of the team-sending organisations studied except Witness for Peace. It is not a priority for the organisation, but they occasionally make it part of their work.[266] Christian Peacemaker Teams have a policy against giving monetary or material aid, which includes the following statement: ”CPT’s ability to work effectively within its mandate in local settings depends on developing healthy, honest relationships that are not based on gifts or financial assistance.”[267] Team members have reported finding this challenging when living in places of deep poverty. [268] PBI also stresses that they are not a development organisation, believing that ”communities need space and freedom to carry out their own development in ways that create self-empowerment rather than dependency. When we become aware of a development opportunity we try to pass it along to an organisation set up specifically for that work”.[269]
In the beginning, people expected humanitarian aid from Osijek Peace Teams: ”We sent them home with empty hands.”[270] The Osijek project does, however, direct aid to the region and people where it is needed. SIPAZ similarly assists by accompanying INGO caravans of humanitarian aid.
Visibility in the field
All teams find visibility desirable in the field, but to a greater or lesser extent depending on the activity undertaken and the security factors.
PBI found it necessary to go for the highest visibility
when the situation in
CPT volunteers wear red armbands for visibility while monitoring checkpoints. They actively seek media attention by learning the names of local journalists and cultivating relationships. They write press releases and do high profile public actions. Learning how to talk to media is part of the training for new team members. In addition, their e-mail outreach goes to around 2,000 households and their newsletter to 7,000.[272] And of course public protest and direct action exercised by team members is meant to achieve the highest visibility.
WfP was the first international group to hold public witness
in front of the
Additionally, WfP’s mission requires a great deal of visibility
back in the
Actually, I think things are just a mixed bag.[276]
How does one measure outcomes of nonviolent work? All who expend their effort to reduce violence struggle with this question. Did we succeed?
”A farmer couldn’t harvest his wheat [because of Israeli harassment]; so we went and worked in the fields with him. He was able to work with us there, but the harvest was burned later and we couldn’t save it. Did we help?.. Sadly, the houses in Hebron have been destroyed again. What did we accomplish?” [277] These questions are asked by the CPT team in Hebron. Outcomes are illusive.
Peacekeeping
Peacekeeping does little to create lasting peace. Its function is simply to stop the violence and open out the possibility of peacemaking. Presumably it will be possible to measure the outcome of large-scale nonviolent peacekeeping when it occurs, but it has not.
The encampment of the Gulf Peace Team symbolised the idea
that a peaceful solution to the Gulf crisis was possible. Was its outcome
merely symbolic, or did it actually have potential for real intervention?
Was the aim of the camp simple physical interposition or was it political,
designed to help build a global consensus against war? The Gulf Peace Camp
did manage, for the first time, to place a sizeable group of peace campaigners
between belligerents in a time of war—a peace camp was in place on the
border between
Müller and Büttner’s analysis of the Gulf Peace Camp outcome
is that ”the willingness showed [sic] by the top-level to escalate the
conflict does not face a serious challenge. For this there is a lack of
numbers and too little visible neutrality. Because only one camp can be
set up in
Accompaniment
Without international accompaniment,
the people are like worms the army can just step on...”
- Guatemalan refugee in
Cry for Justice accompaniment did, in fact, result in the release of a man abducted by FRAPH (Front for Advancement of Haiti, paramilitary) through the influence of a prominent local pastor. ”It is one of the only instances in our case studies of an accompaniment intervention freeing someone from a paramilitary abduction” and illustrates the potential of accompaniment as moral-political persuasion rather than as direct deterrence.[281]
In some cases, the life-saving outcome of accompaniment
is beyond question, like the intervention of two accompaniers in what would
have been the abduction in 1997 of Mario Calixto, President of the Sabana
de Torres Human Rights Committee in
According to Bradman Weerakoon, Presidential Assistant in Sri Lanka, the ”government certainly paid attention to accompaniment... a local policeman or soldier would also pay attention, even if he had no grasp of international politics. This local official is most concerned about what his superiors might hear about his behaviour, and he naturally assumes that a foreigner has some power--or he wouldn’t be there. The presence will make him cautious.” Weerakoon suggested a moral angle as well: "These men who commit these acts, they know they are doing a bad thing, and they would prefer to do it in secret.”[283]
Müller and Büttner rate the PBI Guatemala project as demonstrating ”sustainable control of violence in civil society where PBI is active.”[284]
”In numerous cases PBI are able to protect persons from
the grassroots and middle levels and organisations of civil society from
the threat or use of violence. This is done through presence and escorting,
by establishing relations to all sides, through an offer of dialogue to
the government and through informing the international community about
the oppression and violence in the country.... The international alert
network mobilises in critical situations international publicity, which
has de facto the power of sanctions at the top-level in
One hoped-for outcome of accompaniment is the enabling of local activists to overcome fear. This requires solidarity with others in their organisations, but the very act of forming such organisations may be dangerous. Without them, fear must be confronted alone, but once they exist, they are inevitably delegitimised and demonised by the state, which further inhibits participation. ”Accompaniment can lower the fear threshold, enabling people to overcome the early hurdles of democratic political activity, thereby promoting the growth of the group.”[286]
Accompaniment expands the space of political action available to activists.
”If the activists can carry out significant political activities that they otherwise would have avoided, then that accompaniment has contributed to the strength and growth of a nonviolent civil society.”[287] Or as Randy Kohan of Project Accompaniment put it: ”The greatest impact made by international accompaniment is our contribution to the breathing space we provide Guatemalans who struggle to bring about justice in their own country.”[288]
Presence
CPT Corps member Claire Evans offers both evidence and
questions about the project in Beit Jala. ”A team of two was in place in
early December 2000 to respond to Israeli shelling of a Palestinian neighbourhood
in Beit Jala (near Bethlehem). Shelling was occurring almost nightly. Our team got some press,
some of it focusing on the team member who is a 70 year old Roman Catholic
nun, and also kept
”To quote from the concluding project report: ‘In conclusion, the question becomes did we help to stop the bombing. It seems that we will never know exactly how successful we were in actually stopping or reducing attacks. Certainly, our press work was a P.R. headache for the army. It doesn’t look good for them to bomb nuns during the Christmas season. But, the bombings in this neighbourhood increased briefly right after the first media accounts of our presence appeared. Was that the army trying to convince us to leave?’
”Another question is whether we emboldened Palestinian gunmen to shoot from this neighbourhood, thinking that our presence would protect them? On one occasion after a story about us appeared, the gunfire came from right next to our house. On both of these questions our local contacts give mixed opinions.
”However, the bombing has stopped (in Beit Jala, at least [as of the Jan 17, 2001 writing]). Were we directly related to the halt? The most realistic answer is that we were one factor among several. But we certainly were a factor.”[290]
This story is clear about one thing: the value of visibility through media work in a conflict area. Being there has little impact if people don’t know the team is there and feel concern about how their behaviour will look if it gets in print. It is not clear whether their presence caused: a) the cessation of firing by mid-January, b) the brief increase of shelling in their neighbourhood following media coverage, or c) the firing by Palestinian gunmen from the neighbourhood. The outcome seems only definable as a moral victory and the experiential certainty that CPT presence was "one factor among several" which ended the bombing.
Some participants thought the outcome of WfP presence in
Displaced villagers in the highlands of Chiapas believe so strongly that an international presence is protective that they told CPT members, ”The Actual Massacre would not have happened if you had been here.”[292]
Emergency response network and international pressure
The effectiveness of accompaniment and presence is reliant on the use of a well-developed emergency response network and applied international pressure. PBI has developed this tactic extensively and uses it with demonstrable outcome. Two examples follow.
”With each arrest of a volunteer, PBI activated its international emergency response network, and in several cases, evidence shows that this external pressure helped bring about the release not only of the PBI volunteer but sometimes also of the Salvadorans arrested with them.”[293]
After avoiding an ambush set for them, a PBI team embarked
immediately on a series of interviews with embassies and government officials.
PBI chapters around the world called their own governments and their embassies
in
Observation
Observation and monitoring of human rights is known to be an effective deterrent tactic, though only by anecdote. It seems conclusive, however, to the volunteer who speaks to the soldier at a checkpoint about reporting what is going on and the behaviour subsequently stops. Actual documentation and reporting, as is carried out by Amnesty International, has a quantifiable effect. But again, these activities can only be as effective as the international response network through which the information must be funnelled.
This work sometimes involves risk. CPT and PBI have many
stories of seized cameras and exposed film, and in one case, the arrest
of volunteers who tried to keep the cameras. PBI wonders if the taking
of flash photographs might have endangered the civilians who demonstrated
at the Lunifil factory in
.
Peacebuilding and combined strategy
The Müller and Büttner study rates BPT’s combined strategies as having had considerable effect on top leaders as dialogue partners and on middle and grassroots leaders in civil society, and some effect on the control of violence in the segments of civil society where the team was active. ”The team's ability to network between different groups was apparent. Each group they visited was eager for information about the others, and trusted BPT as the source. One activist put it directly to them: 'You are in a very unique position to do this because you have a history of working with both Serbs and Albanians at the grassroots.'[296] The BPTI [International] project plays a strongly supportive role in civil society’s development of articulation and conflict resolution abilities (peacebuilding: empowerment through seminars and networking). Presence in situations of direct conflict protects against political repression. Reporting on an (inter)-national level on violence and human rights abuses increases to a certain extent pressure on state authorities... During the military offensives the BPTI assumes the role of monitor, in individual cases also the protection of threatened persons...”[297]
Training and peace education
In addition to the formal training that peace teams offer, team members have ongoing opportunities to teach very personally, and perhaps very effectively, in their conversations with local people. There is a moving story about CPT presence in a Mexican Army civic action camp in Chiapas during Lent. They fasted, prayed, had conversations with the soldiers, and eventually converted a military helicopter landing pad into a giant peace symbol. On two separate occasions they later met individual young men who had been soldiers at that camp and were now civilians. Asking the men why they had stopped being soldiers, they received the same reply from both, ”You told us to.”[298]
Accompaniment
Mahony and Eguren provide a valuable examination of deterrence in general and of accompaniment as deterrence[299] specifically in Unarmed Bodyguards. Here, I include their ideas of the necessary conditions for successful accompaniment.[300]
”Accompaniment cannot directly threaten very much. Its presence is more of a hint - a suggestion that consequences may occur.” A series of conditions must be met:
1) The accompaniment and the activist have to communicate clearly to the aggressor what types of actions are unacceptable. If the message is complex or refers to documents, the accompaniment must know that the aggressor understands the content of the documents. Subtleties must be articulated. ”Deterrence cannot work if the aggressor does not know which actions will provoke a response.”
2) Deterrence commitment must be articulated: the aggressor must know in advance that an activist is accompanied and that there will be consequences to an attack. The problem here is that those giving the order may know but not inform the death squad carrying it out.
3) The aggressor must believe that an organisation is capable of carrying out its resolution. The chain of communication from the accompaniment to the international community to governmental pressure must be clear and effective. In practice, each link is uncertain and results cannot be guaranteed.
4) The aggressor must seriously consider an attack and then decide not to carry it out because its perceived costs are higher than its benefits. Usually it is impossible to find evidence of this.
One additional condition is that the accompaniment must know who the aggressor is. Death threats are often anonymous or the identity of an attacker must be deduced from little evidence. International reaction, in this case, may be mistargeted. Or an accused government may claim it has no control over a specific aggressor, which is difficult to disprove. Deterrence is demonstrably effective only if the potential attacker knows who the accompaniment group is, what it will do and what the consequences of an attack will be. Deterrence strategy requires access to information - clear analysis of who the attacker is and what political pressures will influence him or her.[301]
Some aggressors may not care about international pressure. There may even be a faction within the state apparatus, which politically opposes the ruling party and would attack human rights activists or international observers to discredit the seated government. [For example, PBI experienced that CERJ[302] members out in isolated villages were facing local thugs who seemed impervious to pressure, and that Civil Patrols which patrols, who attacked unarmed GAM members in front of the press and blatantly threatened even police and government representatives, were unaffected by foreign presence.[303]]
Deterrence fails when the aggressor decides that the attack is worth it, because other benefits outweigh the political costs. All that is left is to apply the threatened consequences as firmly as possible after the attack, in the hope of changing the calculation next time around."[304]
Additionally, the activist must not need to be in hiding for any reason. ”Semiclandestinity and accompaniment are both valid security strategies when used separately, but the combination is somewhat problematic. The mere presence of the foreigner makes hiding more difficult, and the protective function of the accompaniment is lost if the potential attacker is unaware of it.”[305]
Accompaniment cannot be used without a strong Emergency Response Network and/or other means of informing and swaying the international community. The stronger the international interest in a particular region, country, organisation, or individual, the more likely it is that accompaniment can deter an attack.
It is a condition for all teams that the accompanied person is an activist and is unarmed. PBI has set conditions on themselves too: ”PBI would not do political organising or form groups, would not initiate activities that Guatemalans themselves could initiate, would not attempt to cover the entire national territory, and would at all costs avoid any indiscretion or disclosure of information that might put others in jeopardy.”[306]
Accompaniment must continue uninterrupted as long as the
threat exists to the person or group, provided that it is wanted. According
to Labour organiser Sergio Guzman,
PBI closed its accompaniment project in
Each organisation must set conditions regarding safety
and risks, knowing that accompaniment involves risks as described in the
following examples. In
A last condition involves having other activities in place. ”Accompaniment is much more than an immediate tactic... It required substrategies for communicating with the army, building political clout, making diplomatic contacts, recruiting and training adequate volunteers, finding funding, and developing an emergency response network. These substrategies are conditioned by basic principles but are also designed to alleviate resource limitations and actively change the political context.”[312]
Presence
High visibility is not necessarily a condition for effective presence. The parties whom one deems potentially violent must absolutely be aware that peace team internationals are among the citizen population but they need not know where those individuals are at any particular time. The Michigan Peace Team in Chiapas used this factor quite uniquely.[313] Team members were asked to enter the country unobtrusively on a tourist visa. Further, they were required to travel at night as they entered the villages that invited them and thereafter to remain indoors during the daytime so as not to be seen. The Chiapan host villages believe that only if the internationals are not seen but known to be in the area can they protect more than a few.[314]
In most cases, however, teams have made their presence
and position known to as many parties as possible, for example Cry for
Justice participants strolling through the streets of
Emergency response network
A list of 10 occurrences, which BPT felt necessitated the use of their Alert Network, is given in section 2.2.2.2. Questions developed by them regarding conditions for use are below:
1. Are other organisations/agencies working on case?
2. Is it possible to co-ordinate actions with them?
3. Is event in question a single case or repeat? Is it an exemplary case? Are people involved in the events known to you? Exemplary cases or cases indicating a worsening of the situation should have priority.
4. How serious is the case? Is there a danger for life or health? Threats to life or health have priority over other human rights violations.
5. Did you double-check the information? Did you witness the event yourself? Are there at least 2 independent sources? How reliable are sources?
6. Who wants the team to activate the network? Do persons or groups concerned want the team to take action? Do they want the case to be made public? Never act against the will of the people concerned. Co-ordinate with them which facts might be made known.
7. Would taking action on the case be an additional danger to the people concerned? To third parties? To the team? Never endanger people, even if it is only a slight possibility, without having asked them. If the safety of the team is concerned, consult with the co-ordinator.
8. How often has the alarm been triggered? Alarms cannot be triggered too often. Their effect and the willingness of people to take action wear off easily.[315]
Peacebuilding
BPT member Erik Torch itemised conditions for peacebuilding in Kosovo/a: ”In working on peacebuilding there are several points that we need to bear in mind. First and foremost, building peace needs to be focused on the relationship. To do this will require personal time spent with people as well as planning and implementing projects... It also means that when designing such projects a lot of listening must be done with interested community leaders, activists and NGO’s to make it something that they see as worthwhile and not simply imported and forced upon them. Secondly the work has to be looked at through the lens of sustainability... Thirdly it must be done within three contexts or spheres: locally (Kosovo/a), sub-regionally (the South Balkans) and regionally (Europe) since the war involved all three.”[316]
Strategy
In their empirical analysis, Müller and Büttner make the observation that nonviolent interventions ”do not automatically combine the peace strategies.” [Peacekeeping, peacemaking, peacebuilding.] Most are ”action-based” and use one of the strategies. The study shows interventions to have greater de-escalating effect if they are ”process-oriented,” aiming to affect the conflict dynamic while developing methods during the project itself, usually applying a combination of the three peace strategies.[317] All three strategies are necessary in severely escalated conflicts and must be parts of an integrated process of conflict resolution.
Higher-level goals such as prevention do not seem achievable through the sole approach of having teams of volunteers in crisis regions. If NGOs working for peace do not want to lose sight of these higher-level goals, team activities need to be integrated into a broad-based approach involving activities by a number of different actors.[318]
Clear goals
An internal condition for measurable or successful peace
intervention is the presence of concrete and clear goals, which match the
activities that are planned and possible. This was a painful issue in 1995
in
BPT’s peacebuilding work also suffered from the lack of a comprehensive plan that would have focused its work more systematically. Guiding notions such as human rights, non-violent conflict resolution, the channelling of information, and the provision of skills grew out of ideas about possible helpful roles and the subsequent practical realisation of these based on team experience.[320]
Other examples of poorly formulated goals would be the Gulf Peace Team and Mir Sada. GPT lacked refined goals, had not formulated their strategic objectives on a reasonable projection of the numbers they could mobilise, and had estimated the impact they could have on sheer optimism. Likewise, imprecision about the goals was one reason for the failure of the Mir Sada intervention. Christine Schweitzer suggests that the vagueness of goal formulation is obvious in the original appeals of Beati and Equilibre as well as the common Mir Sada appeal:
To stop the war, starting with a ”cease fire” during the Mir Sada period.
To be in solidarity with each person suffering from this war, regardless of his/her ideology, sex, religion or ethnic origin.
To represent civil interposition against violence.
To support and encourage a multi-ethnic population to live
together in
To implement negotiations that will go beyond armed conquest and will impose both respect for, and the safeguard of, human rights under international law.
Nowhere was the aim of stopping the war elaborated.[321]
Without goal specificity, activities will be vague in focus and morale will suffer from uncertainty about even small successes and an undermining sense of failure.
Clarity of concepts and principles
Serious flaws in the Mir Sada plan are also found in a lack of agreement about neutrality, no agreement about the appropriateness of talking to Serbian and Croatian leaders, a vague understanding or agreement about the term nonviolent interposition, and even what to do when they arrived in Sarajevo. Lack of clarity about neutrality and how to achieve it usually means there will be none. In the case of Mir Sada, Schweitzer describes the results thus: ”During our stay in Prozor there was the lasting rumour that the Bosnian troops did not attack Prozor because of our camping there. But we did not actually do anything for the Bosnian side, which was shelled every day with grenades from a place about two miles from our camping site. A half interposition is not a successful example of interposition, but taking sides in a war!”[322]
Non-partisanship rests on good communication with both or all sides in a conflict and on a carefully selected physical position of the intervention. The Gulf Peace Team succeeded at neither.
Non-interference
Essential to conscionable intervention is the condition that locals welcome the team and have autonomy in creating their own solutions to problems. Galtung warns that intervention must not be left entirely to the outside: the broader the role defined for a third party the more it does to turn the local population into clients, taking away what might have served them in building a conflict resolution capacity, leaving them with solutions rather than challenges.[323]
”Colombians need to decide Colombian issues by themselves,”[324] says Bennett of WfP. ”We don’t advise Mexicans on what to do,”[325] says Poen of SIPAZ. ”We support them in working out their own problems.”
Communication with all parties
PBI has demonstrated again and again how absolutely essential
it is that peacekeeping activities include communication with authorities
involved in the conflict. ”An effective deterrence strategy can be hindered
by an inability to communicate with the state. Salvadoran officials dismissed
accompaniment groups as subversives; thus PBI and others were hesitant
to identify themselves publicly. Likewise, it took years in
Director Robert Poen says of SIPAZ, ”We have what would be called collegial relations with local organisations. We try to connect with all groups: human rights, civic, Zapatistas, paradistas... We have contacts with the paramilitary... We try to reach out to all points of view without discrimination. It’s risky and complicated to talk to one group and then go to the next group and find that they won’t talk to you. The tendency is for people to assume that we’re pro-Zapatista. We’re trying to overcome that.”[327]
”The effectiveness of nonviolent peacekeeping is probably
to a decisive extent dependent on how constructive the relations to the
individual parties are, which further forms of pressure can be activated,
and how far and how effectively pressure from civil society is exerted
on the conflict parties.” These activities require ”reliable, long-term
work and cannot be achieved though short... actions”[328] One difficulty in this is that beyond a certain stage of escalation,
conflict parties view outsiders only as ”friend or foe.” Social relations
are often what enable teams of nonviolent intervenors to monitor or go
between mutually threatening groups to prevent renewed escalation.[329]
Attitude of aggressor
There are groups who impede work toward peace and may take direct action to prevent it. Individuals or groups perpetuate war even without obvious gain. ”Rejectionists” become so strongly identified with a cause and make such sacrifices for it that its end is a threat to their identity. ”Irreconcilables” are willing to suffer in order to inflict pain on others in return for pain experienced. An end to war represents their undoing; perhaps they’ll be tried for their actions. War is the only means by which they can survive.
”Too often... peacemakers appear surprised by rejectionists’ irreconcilable violence and allow it to interrupt steps that have been carefully constructed to bring the majority to agreement. When they do so, the actions succeed. When peacemakers signal rejectionists that their disruptions will undermine momentum toward peace, they reinforce rejectionists’ resolve to carry out such acts.”[330]
An aggressor might not fear international condemnation or repercussions of actions. Further, when a military group is threatened, it may become even less responsive to the need for a good relationship with the international community.[331]
”The processes of nonviolent conflict management, resolution, and transformation work best where state systems are democratic and/or have high levels of political, economic, and social legitimacy. Where regimes are controlled by military and paramilitary groups, they tend to believe that it is more efficient to rule by terror rather than persuasion. In these circumstances the opportunities for normal adversarial politics, played according to widely accepted rules of the game, are minimal. State-sponsored terror and political repression force individuals, interest groups, and political parties to either withdraw from the political system or to engage in violent or nonviolent resistance.
...The problem facing those seeking alternatives to the politics of terror is how to generate safe political action spaces while minimising the risk of arbitrary arrest, torture, disappearance, or death. The construction of such action spaces is a prerequisite to nonviolent problem solving. A number of problems are associated with generating creative resistance to terror:
- How to turn victims into protagonists
- How to overcome individual and collective fear
- How to develop deterrents to political and military threats
- How to promote a political system that enhances the positive consequences of political activity while minimising the negative.”[332]
"Relevant to all human rights pressure is the principle that it is about power as well as justice... in postwar or postterror transitions, there is a strong tendency for governments to respond to such pressure not by doing the right thing but by doing something. That something often involves throwing the least costly scapegoats to the wolves."[333]
Any role chosen by NP will fail if the conflict is not carefully evaluated by careful assessment of the attitude of the belligerents
Emergency response network
As has been said, the strength of other tactics depends upon the breadth, speed and reliability of an emergency response network, which ”mobilises in the shortest possible time relevant international publicity which cannot be ignored... Here use is made of repressive power, which third parties can exert on a particular conflict party. However, this power must first be activated and be prepared to let itself be mobilised to act for particular values, such as human rights against weapons export. The use of this power is hence not always available ...but rather somewhat precarious.”[334] The network and its reliability must be functional before entrance into a conflict area.
Timing
PBI has the following thoughts on timing for intervention:
1. Intervenors need credibility in order to gain access. This can be built through long-term relationships or through the reputation of intervenors via past work or position.
2. Is there hope of success given the resources of intervenors?
3. Is the conflict divisible to enable intervention in only one segment? Or is there a possibility of doing test intervention in one area?
4. Is peace desired by all parties? Are the parties motivated to resolve conflict? Are the parties hurting enough to welcome intervention?
5. Is doing nothing worse than the prospects for intervention?
6. Are domestic factors conducive to intervention?[335]
Visibility in the Field
There are multiple issues involved in deciding how much visibility is advantageous in the field. One is the practical matter of legal standing within the country. If team members have entered the country on tourist or religious visas, visibility of their peace work might give a non-welcoming government the opportunity to deport them. But if the government has agreed to the team’s presence, visibility has proved helpful.[336] Strategies of deterrence depend on high visibility of the accompanier or interpositioner.
Still other questions have to do with the effect of this spotlight on third party internationals. Does it detract from the credibility and confidence of local peacemakers or does it reinforce them?
The opinion of Michael Beer, Nonviolence International staff, is that third parties should strive for the minimum visibility necessary to get the job done. Over-exposure might bring on a political attack or a slide into dependency. Under-exposure nullifies the benefits of intervenors[337] and may decrease credibility.
Christine Schweitzer
As mentioned in the introduction to 2.2, Civil Peace Services[338] is not a straightforward category that is clearly distinct from peace teams on the one hand, and other volunteer services on the other. Lacking a more specific definition, for the purpose of this study, all those volunteer and training organisations that are members of the European Network for Civil Peace Services (see below) will be called Civil Peace Services (CPS). Some of them are closely related to other, older versions of volunteer services that were founded after World War I or World War II.[339]
The 1990's saw a new wave of interest in nonviolent intervention
by peace teams and peace services in conflict situations. Several volunteer
projects, which used volunteers from abroad as well as recruited local
volunteers, were created alone in the area of what was
The conceptualisation of what is called Civil Peace Services
in (predominantly Western) Europe is a special development of the 1990s.
The impetus was probably a reaction to the war in former
The main countries where Civil Peace Services can be found
today are
Some of the CPS projects concentrate solely on training,
leaving the question of deployment aside (the
At least some of the CPS groups started out as projects
of large-scale intervention. This is specifically true of the German CPS,
and to earlier discussions in the
The lists of goals of the different CPSs today greatly resemble each other. Generally, they aim at violence prevention, the search for possibilities for ending violent conflicts, and for sustainable solutions for all parties in conflict, (re)constitution of peaceful situations (material and social reconstruction, a functioning community and society, reconciliation), and support of civil society or for those groups which work toward these goals at the place of conflict.[346] Some also mention human rights protection as one of their goals.
In regard to principles to be found within the CPS organisations,
many people in Europe nowadays prefer to use the term civil conflict transformation rather
than nonviolent conflict transformation. As far as I know, none of the
volunteer or CPS projects claims that its work constitutes an alternative
to military missions. If the issue is raised at all, then the expectation
is expressed that CPS and civil conflict transformation in general will
become the dominant way of dealing with conflict in future, and by means
of well timed preventive work, will make military conflict interventions
unnecessary. Primarily, but not only, in the case of the Italian "White
Helmets" there is usually [347] some co-operation on the practical level with international military
forces in those countries where military interventions took place. The
people in the field make use of their facilities and prerogatives (passes,
communication services), put themselves on evacuation lists of the UN/NATO
forces, and generally accept being part of the complex, multi-facetted
reconstruction missions led by the UN in Bosnia and Kosovo (see 2.5 for
a discussion of the role of civilians in complex missions). For example,
one organisation working in
With regard to non-partisanship and working with local
partners, the picture is not very homogeneous. While the principle of non-partisanship
is highly held by some organisations - specifically the more professional
Civil Peace Services - others like Austrian Peace Services place their
volunteers with local groups with the mandate to support their work. Ethnic
tensions in the region was the reason given in two cases for the decision
not to have a real local partner: In the absence of multiethnic local partners,
choosing a local partner would mean aligning oneself with one side of the
conflict (in Bosnia), the interview partner from Pax Christi Germany emphasised.
One other project in
In recent years, in some European countries a distinction has been made between learning services mainly for young people, with an emphasis on personal growth of the participants of the service, and expert services having their emphasis on the outcome of the service work for third parties.[348] The voluntary services mentioned above are such learning services. This is considered, at least in the German debate, as being also true for some long-term services in the South.[349] There is the category of "Learning Services in Solidarity"[350] as, for example, Eirene offers. Their goal is to further contacts between people and initiatives in the North and the South. The volunteers have to be supported by a local group at home, and work with a grassroots' organisation abroad, thereby creating ties between the two groups which continue after the service of the individual volunteers ends.[351]
Peace Expert Service[352] is used to describe the conflict transformation work of professionals (both in the meaning of being paid rather then being volunteers, and having specific qualifications) working with NGOs in conflict regions, be it in one’s own country or abroad.[353] In some countries, peace expert service is seen as the element typical of Civil Peace Services, and those countries - particularly the Germans - try to push this element. But it seems that this view is not shared by many of the other associations involved in Civil Peace Services today.
There are not many Civil Peace Services that have already
sent people to the field, and only a few of them have more than two years’
experience (
Depending on the character of the services, the number of people sent to the field varies when the volunteer project of the Swiss group and the Italian White Helmets are included, but most organisations (all German organisations and Austrian Peace Services) usually have only one to three people in one project at the same time.[354]
One remarkable speciality of the German CPS is that there are a few local peace experts trained, placed or financed in addition to international ones, or even as the only ones in a project. The Austrian Peace Services co-operate with the Centre for Nonviolence in Osijek, which provides them with international volunteers for their otherwise Croatian-staffed project.
On the basis of 15[355] projects that have people in the field, the following list of activities has emerged in regard to dealing with conflict. In addition, there were other activities reported, such as PR work and reporting back to their organisation or funders, but this was done only in an internal, organisational context. (None of the organisations interviewed uses public reporting as a tactic to influence the conflict, as some peace teams do.)
Peacekeeping activities
1. Monitoring, presence, and accompaniment:
Some activities in the realm of monitoring and presence,
as well as the occasional accompaniment, can be found specifically in several
projects both in
Maintaining a presence: Having an international person in the office of a local (Croatian) human rights organisation, and going with the activists or alone to visit villagers are reported to have a protective function both for the Serbian minority and the activists.[356]
Monitoring is reportedly used mainly in the context of
evacuating occupied houses that are in the process of being returned to
their original (usually Serbian) owners. "When you are present, it
is calmer", one bailiff reportedly said to a team member in
Accompaniment might occur occasionally in the context of support for returnees (for example, going with a refugee to her house that is to be evacuated), but has not been developed into a tactic as PBI or WFP have done.
2. Protesting with local or international authorities, or generally alerting international attention, also documentation and reporting:
These activities may have a protective function as well,
depending on the issue of the protests. Several organisations working in
Peacemaking activities:
Peacemaking activities, meaning bringing individuals or groups together in dialogue, usually occur, if at all, at the local level. Civil Peace Services generally profess the objective of working at the grassroots and middle level, and not attempting mediation etc. at the level of political leaders. In the examples studied, there have been few cases of such activities, and almost all of them could also be considered to fall into the category of peacebuilding without stretching either concept too far:
Supporting dialogue: One of the Pax Christi teams (Benkovac) has been supporting dialogue between the Lutheran and Orthodox Churches.[357]
Examples of mediation described were activities at the micro level, e.g. mediation between a returning displaced family and people currently living in their house,[358] or between two youth groups in a divided town.
Offering meeting space, be it the flat/house where the volunteers live or the Youth Centre they have helped to create, is a function that seems to be common to almost all projects.
Opening doors to authorities and international agencies:[359] Networking and linking functions between NGOs and internationals,
accompanying activists or regular citizens to such bodies, and being an
advocate for local groups are important functions played by many CPS projects.
Specifically in those areas of former
Peacebuilding activities:
Several categories of peacebuilding activities were found:
1. Multi-ethnic or multi-communal social work
This term is used in a thesis written by a German social worker, Ruben Kurschat,[360] who worked as a CPS volunteer in Jaice/Bosnia. He describes a multitude of activities that are typical activities of social workers but have the implicit function of bringing people together across ethnic or other perceived lines of conflict. This kind of social work creates a neutral space or protected area in which people, independent of their ethnic or religious identities, come together and do things together, such as attending a computer course or playing football. The objective of furthering reconciliation is rarely made explicit because of the fear that work concentrating on the ethnic lines of conflict might strengthen those lines and thereby deepen the conflict.[361] The social worker or peace expert might insist on participation from all sides and would try to stop all attempts to close one project or activity (e.g. language course) to members of the other groups. But rather then making "the conflict" the issue to meet about, the activities are used to reflect on group processes and one’s own behaviour, and thereby deal with the conflict indirectly.
In detail, such activities might be:
Found and run youth centres
Organise social activities for different groups, for example courses and circles (knitting and senior groups) in refugee camps
Organise community-building projects: Pax Christi Benkovac
(
Organise youth camps: Several organisations have occasionally organised international youth camps in addition to their daily work, in order to give children and young people a chance to leave their daily life behind for a while.
Organise/facilitate cultural activities: Several local groups that are partners of Austrian Peace Service organise cultural activities, from theatre plays to rave parties, with the support of the Austrian volunteers.
Offer meeting space: This function sometimes develops almost without planning when the flat or house of the volunteers becomes a protected meeting space. Youth centres, of course, fulfil the same function.
Visit citizens: This is an activity reported by most CPS projects. It is both a by-product of other activities and a conscious effort to support isolated people in the countryside.
2. Support for local groups and civil society development
Supporting local groups and civil society development is one of the objectives of most CPSs, and one for which many related activities can be found:
Advising: The Austrian Peace Services placed volunteers with an Albanian Education Development Project where they gave advice on where to get materials, did some budget writing, edited a project newsletter, and generally were responsible for co-ordination and evaluation. Pax Christi Benkovac helped a humanitarian women’s association establish itself as an NGO, and also initiated biweekly meetings of village representatives to discuss upcoming issues and problems in village development.
Supporting local activists in their activities: Volunteers provide translations, facilitate meetings, serve in the office, take care of administrative and organisational tasks, drive people around, produce project newsletters and engage in other similar activities specifically in projects where volunteers were placed with local NGOs (as specifically the Austrians do). Of special importance here seems to be fund-raising support that the German ForumCPS team in Kosovo offered to a local group.
Networking activities: Most projects are involved in networking in one way or another, for example by furnishing international contacts and/or by bringing the partner organisation in contact with other local groups.
Co-organising public activities: Some CPSs have been doing
this, for example Pax Christi Benkovac together with Balkan Peace Team
helped several local humanitarian and human rights groups organise a Croatian-Bosnian
Round Table on the return of refugees from
3. Training and education in conflict-related skills
Although they belong to the realm of civil society building,
training and education in areas such as conflict transformation, dealing
with violence, and democratic decision-making skills should be considered
in a category of their own because of their predominance in some projects.
There is even one project supported under the German CPS scheme that concentrates
solely on training: A Yugoslav expatriate who had worked with a German
training organisation, together with (by now) six other trainers from all
parts of former Yugoslavia set up a training centre (Centre for Nonviolent
Action) in Sarajevo/Bosnia. There they offer training in conflict transformation
and civil society building for all parts of
The research survey showed that NGOs, young people and women, teachers, police and OSCE staff are the primary target groups for workshops and training.
4. Psycho-social support
Psycho-social support for war victims and otherwise traumatised
target groups has become an important activity in the realm of peacebuilding
in many parts of the world, not only in former
Active listening (Austrian Peace Services);
Trauma counselling with groups (ForumCPS and Pax Christi Benkovac), and self-help groups for those with chronic illnesses (ForumCPS in Vojvodina).
5. "Social Reconstruction" projects
Social Reconstruction describes a concept that is closely
related to multi-communal social but combines physical reconstruction,
rather than social work, with peace work in a broader sense. The first
project of this type in the area of former
A project started recently by the group Switzerland Without an Army in Kosovo is based on the same concept.
6. Emergency and rehabilitation aid
Material aid of this sort has been more a by-product than
a central purpose of the CPS projects in the survey (with the exception
of the above-mentioned projects of social reconstruction). There has been
both direct distribution of humanitarian aid and financing of projects
(for building houses for needy families in
The CPS projects are too young to have undergone an impact assessment.[363] It should also be remembered that peacebuilding - the peace strategy most commonly used by CPS so far - is the most under-researched aspect of conflict transformation, and that, as Large points out, "grass-roots peacebuilding will not have immediate dramatic effects on conflict situations".[364] An additional difficulty in judging impact is that most CPS projects are placed in the area of former Yugoslavia where a multitude of players has been working on the conflict since the beginning of the war in 1991: Starting with local and international grassroots groups, media support projects, mediation trainers, humanitarian and development organisations with their own conflict-related programs (Oxfam, for example, has been organising dialogue meetings, supporting women’s groups etc.), and ending with the different intergovernmental bodies, European Union, OSCE and United Nations. Attribution of outcomes and impact on the conflict to one specific intervenor would only be possible if all intervenors in one town, for example, were researched at the same time.
Therefore, lacking independent sources, the only indicators
for positive outcomes and impact are what the projects themselves report
on their activities. Judging from their reports and the interviews, it
seems that especially the training work and the social work approach described
above - an approach also used by other kinds of intervening agencies, specifically
development organisations - find positive resonance with their clients.
But it is an open question under which conditions this approach of "contact
plus superordinate goal," which Ryan[365] already describes in his book on dealing with ethnic conflict, will
have a positive impact in the long run. The same is of course true for
the different kinds of training offered. Currently (May/June 2001) in Macedonia
it has become obvious once more that even groups and organisations working
for multi-ethnic understanding might be split apart along ethnic lines
when the ethnic conflict escalates. However, experience in
Concerning the two other categories, support of local groups and psycho-social work, it may be assumed that both are of immediate use to the groups and individuals with the privilege of having such international helpers around or being able to attend such group therapy sessions.[366] But again, the question of long-term impact remains open.
With regard to peacekeeping, it seems that presence and monitoring are considered to be useful and important by local groups and individual citizens that profit from the support of CPS volunteers. It has been reported that the number of attacks on ethnic minorities as well as threats against human rights activists (and the CPS team itself) in Benkovac, Croatia, was reduced due to the presence of the CPS team and its ability to mobilise international pressure through influential organisations in Germany and Croatia. Pax Christi in Banja Luka, in co-operation with local and international authorities (IPTF), has been successful in helping displaced persons and refugees return home.
It should be noted for future reference that in the area
of former
With regard to peacemaking activities, it already has been mentioned that this is something Civil Peace Services have undertaken only at the very local level, often as the necessity arises during the course of their peacebuilding work. (For example, a CPS volunteer working in a youth club in West Mostar needs equipment for a party, and convinces the youth club on the other side of the town to lend that equipment to them, and then also drives a few young people from that youth club in her/his car over to attend the party.)
Generally it is difficult to judge whether the region (former
1. There are only very few projects that give the overall goals of conflict transformation and civil society building as reasons for their presence in the field. Rather, access to the field is sought and gained by means of more tangible projects, be it youth work, work with refugees, reconstruction, psycho-social help, or by stepping into the role of supporting members of local groups (like Austrian Peace Services usually do). In some conflict situations that approach might be necessary in order to obtain acceptance by local players.
2. Bringing people together in dialogue about the conflict
requires clear-cut and professed identities, and the readiness of people
to meet on the basis of these identities to talk about their conflict.[367] In the former
3. While some CPSs place their volunteers with partner organisations, others prefer to set up independent teams with only a loose connection to a formal local partner if the funders required such a connection. There are no indicators that one approach is better or more likely to succeed. It seems to be more a question of the conflict situation in the particular area, of the presence of partners that aim at working over the conflict lines, and whether having a steady local partner organisation would make crossing the lines more difficult or impossible.
4. Building up good field relationships with both local authorities and international players already present seems to be very important in order to fulfil the functions of protection and opening doors to other agencies and authorities.
5. Questions concerning training, preparation, and the qualifications of people working in peace services will be dealt with in the chapters on personnel and training. The range of people in regard to both age and qualifications seems to be rather broad, and the length of training attended before going to the field varies between a few weeks and several months. There is no clear indication that field projects were more successful or had more impact because of certain kinds of training or skills, other than a general emphasis on personal maturity and the ability to communicate with and to adapt to another culture. Sometimes it seems to have been the other way around: The broad and open character of most CPS projects has allowed many volunteers to make use of their specific skills and knowledge (such as being a psychologist or suffering from a rare chronic sickness) in order to start matching projects in the field (trauma therapy or a self-help group for people with that sickness).
Donna Howard and Christine Schweitzer
Peacekeeping tactics: The examples of different peace team and civil peace service organisations have shown a rather wide range of peacekeeping tactics, including different varieties of accompaniment as well as presence and interpositioning. The lesson learned for NP might be that there are different approaches, and that depending on the conflict situation and the goals, different tactics might be chosen:
There are projects that concentrate on giving protection to local activists, acting as un-armed bodyguards with a strong international network behind them, and that derive their power from the threat of international pressure (accompaniment as deterrence, PBI as example).
Then there are projects that concentrate on giving protection to a larger group or even a ‘category’ (e.g. ethnic minority) of people. Here accompaniment might take the form of a few internationals being present with such a group (e.g. accompanying returning refugees), or accompanying individuals on critical missions (e.g. WfP accompaniment of banana workers to their trial in Guatemala, BPT and Pax Christi volunteers going with ethnic Serbs to Croatian authorities to apply for papers).
And thirdly there have been projects that direct their
deterrence primarily not at one of the conflict parties on the ground,
but at a third power threatening to intervene (Gulf Peace Team, Witness
for Peace in
lnterpositioning to stop a war: The projects tried so far have all been rather spontaneous and small-scale, and have failed to reach their aims. We will come back to the question of how much that is due to the size of the projects (being too small), logistical shortcomings, and insufficient conflict analysis, after having looked at other kinds of missions in the conclusions of this chapter (2.8). In contrast to the spontaneous projects, peace teams and Civil Peace Services usually[368] have not been about stopping wars, though some of them might have started out with such a goal.[369]
The success of all these tactics depends on the perpetrator caring about pressure and not being self-sufficient. Accompaniment is not a tactic that works universally - careful conflict analysis is needed to determine if it has chances of succeeding or not.
There is one example in the survey of mixed local-international teams (Osijek Peace Teams, also PBI in Columbia has had local volunteers). It is an example in which the mandate goes beyond mere peacekeeping tasks. The function of internationals in these teams is to provide a link[370] to the outside world, sometimes to increase political clout with the local authorities, and sometimes also to bring in special skills useful to the project (like newsletter editing in the case of Osijek Peace Teams). An open question so far is whether mixed teams work also in projects where peacekeeping is the main objective. Some incidents in the history of PBI teams have shown that (white) Northern volunteers are not only safer themselves, but may be able to protect their Latin American team-mates as well. On the other hand, it has been pointed out that protection has many sources and being a foreigner from a powerful country of the Northern hemisphere is only one. For instance, the Indian Shanti Sena proved that peacekeeping by local activists is not only possible, but may be very effective. In our sample we found insufficient information on mixed local-international teams in which the international participants came from not-so-powerful countries of the Southern hemisphere.
All imaginable activities NP might decide to undertake - be they accompaniment, presence, observation and monitoring, interpositioning, or peacebuilding tasks - will be effective and safe depending upon the strength of its communication with both (or all) contending parties and with the international community. This aspect of the strategy must be in place before a team enters the field.
Most, if not all, peace teams have engaged in peacemaking on a local or sectoral level, which means that negotiation/mediation skills are important, as is the readiness to engage in such activities.
Peacebuilding: Here the survey has shown a very diverse picture of different approaches and views.
Some peace teams and most CPSs have peacebuilding as their main objective.
Some argue that development and relief activities provide an entree into situations and increase an intervenor’s credibility.[371]
There is, in contrast, the argument that relief and development work should be separate from peacebuilding. This view is held by four out of five[372] peace teams studied. The reasons given are that it: a) takes too much of team’s time, b) is being done by many other organisations, c) does not directly reduce violence or challenge the "powers that be,"[373] and c) is a form of colonialism - Western outsiders invade a region with their ideas of what local people should do in order to progress.[374]
Still, other peacebuilding tasks such as training in non-violence, setting up workshops and public events, activities of civil society building etc. are undertaken by most organisations - even those like PBI that concentrate on peacekeeping.
According to these findings, the decision whether to engage mainly in peacebuilding or in peacekeeping, or to combine both strategies, seems to be a policy decision to be made at the planning stage, and which depends on needs, conflict analysis, organisational interests and know-how (niches).
All the examples show how important it is for a project to define clear goals and strategies.
Another difficult issue is the question of non-partisanship.
Not all peace team organisations are non-partisan in character and by claim.
Some of them, like Christian Peacemaker Teams, are explicitly not, and
found having a strong common link (i.e. a religious base to help communicate
with devout Catholics of St Helene, and devout Muslims and Jews in Hebron)[375] to be a major help for their work.
In some other cases, the question whether the claim of non-partisanship can
be confirmed by looking at the work of the organisations from a more independent
point of view is still under discussion. This question specially has arisen
again and again around accompaniment of local activists if that is the main
activity of an organisation (like PBI).[376] The decision of some CPS projects to forego the requirement of having
a local partner because any partner would position the project on one side
or the other of the perceived conflict shows that there is a possible tension
between having one local partner and non-partisanship. One solution might
be to choose local partners that welcome the nonviolent intervention on both
(or all) sides of the conflict.
Many of the CPS organisations have sought support from
their governments, and all seek some kind of recognition by the state.
Therefore, there are experiences and lessons learned which might be relevant
for NP, specially the experience of how lobbying for state support influences
the shape and contents of the projects. This can be observed both in
Christine Schweitzer
There has been an increasing recognition of the relationship of both humanitarian aid and development aid with conflict and conflict transformation. This is partly[378] due to the growing number of humanitarian catastrophes in the last 10 years, creating an enormous challenge for both humanitarian aid and development aid. Most of these catastrophes were human-made, caused by civil wars or protracted[379], stale-mate conflicts. As a result, many resources that formerly went to longer-term development aid must now be diverted to first aid measures; and, in consequence, efforts of longer-term development projects have been destroyed.
In the case of humanitarian aid, the discussion centres mainly on the negative and positive impacts which humanitarian aid may have as a by-product of conflicts. [380]
In development co-operation, the issue is more complex. [381] Though many organisations in this field have always seen peace and development as two sides of the same coin[382], in practice dealing with conflict did not play a major role until perhaps 10 years ago. Now more and more development and aid organisations recognise that the sustainability of their efforts depends on a safe environment. [383] While some of them see conflict as part of the environment to be taken into account when planning a project, others have started projects concentrating on conflict transformation itself. Conflict Impact Assessment research, a new branch of peace research, evaluates the impact of these kinds of projects on conflict. [384]
Though neither approach is probably directly transferable to what NP is aiming at, there are many lessons to be learned from humanitarian aid and development work. These concern mainly the Do No Harm approach and other issues of impact by presence in the field; the question of partiality and impartiality; and several issues concerning organisational structures[385] and activities, e.g. combining conflict transformation work with material support. [386]
Many different organisations are working in the field of development, aid and conflict transformation. These include:
International/intergovernmental agencies such as the UN agencies (e.g. UNDP, UNHCR, World Food Program, UNICEF), and the World Bank.
International Committee of the Red Cross (ICRC) and the Red Crescent are in their own category due to their special status in International Humanitarian Law.
International NGOs (e.g. Médecins sans Frontières; Oxfam), NGOs based in one country (e.g. Norwegian Refugee Council), and church/religious-based NGOs (e.g. Caritas or Catholic Relief Services in the Catholic Church);
State institutions and organisations in the target countries;
NGOs in the target countries. [387]
A growing number of organisations world-wide are concentrating on humanitarian aid. In addition to the older ICRC, Save the Children Fund, Oxfam, etc., new organisations[388] were founded in the 1970s and 1980s, many due the impact of the Biafra war 1967-1971[389]. Though it would be wrong to generalise, at least some of these have broken with the ethical and behavioural codes of their older siblings in regard to absolute neutrality in the field. They do not hesitate to confront local actors with criticism of human rights violations, and define a right or even duty to intervene. Organisations like Médecins sans Frontières[390] publish regularly on human rights issues, and base their decisions on active involvement in a crisis area more on a day-by-day risk analysis, than on the formal invitation or permission of the government of the respective country in which they want to work.
Many of these organisations also run development programs. In addition, there are various other types of organisations that do not deal with emergency aid at all. Some of the development services mentioned in chapter 1 under Peace Services belong in this category.
Humanitarian aid organisations base their work on international law, in particular the Universal Declaration of Human Rights and the various covenants and conventions on civil, political, economic, social and cultural rights; the status of refugees; discrimination against women, etc.; and the four Geneva conventions of 1949. [391] International development organisations often refer nowadays to Agenda 21 formulated at the UN Rio Conference 1992, and Christian-based development services (which many are) to the Ecumenical Conciliatory Process. Both share aspects in common: the unity and interdependency of all parts of the world and the responsibility of all citizens of the world to counteract the destructive processes currently under way in the context of industrialisation and globalisation. [392]
At the same time, the number of personnel the organisations maintain in the field varies substantially. The large international NGOs easily reach numbers in the hundreds if not thousands. [393] One typical difference between aid and development organisations is that the former works in larger, specialised teams, while the latter often send single experts to work as consultants in a local environment. These single experts are typically Northerners sent to the South, although some organisations (e.g. United Nations Volunteers) [394] try successfully to avoid such a relationship that prompts images of colonial times.
The borders between humanitarian aid and development work tend to dissolve increasingly as the same organisations engage in both. There is growing agreement among the organisations that aid and development are more an issue of emphasis than two absolutely separate activities. [395] Some even speak of a "continuum concept": Development Co-operation - Emergency Relief - Rehabilitation - Development Co-operation, with the principal focus on the use of emergency relief and rehabilitation to support development of local structures and capacities capable of sustainable development. [396]
Many humanitarian and development organisations have developed codes of conduct[397] which outline principles of approach as well as more pragmatic do's and don'ts.
Emergency aid provides relief to victims who are unable to deal on their own with the emergency situation - food, medical aid, shelter, etc. In a later stage, it might mean assistance with physical reconstruction, resettlement of refugees and reintegration of former combatants. Some of these activities have a direct bearing on conflict--for example, the two last activities. But reconstruction work in general may also be important for dealing with conflict, as shown in the examples of activities of the Civil Peace Services in the last chapter.
In some cases the presence of humanitarian aid and development organisations may play a more general protective function: Mahony/Eguren give the example of Sri Lanka where "according to one confidential source who had worked with both the UN and large international humanitarian NGOs in Sri Lanka, this sort of implicit protection was an even more important service to Sri Lanka than the actual material aid offered by either the UN or the NGOs. In his opinion, humanitarian aid is acceptable in the eyes of the authorities, whereas protection is politically controversial; most massive NGOs are aware that they are providing protection with their presence but do not make this claim publicly." [398]
Development co-operation entails many activities, for example: technological support, rural development, livelihood support projects and the like, which may have only an indirect impact on conflict. In regard to conflict and peace, some fields of activities for development organisations have been described by the OECD in their recommendations on conflict, peace and development co-operation. [399] According to these recommendations, development co-operation might contribute to good governance, respect of human rights, and the reform of police and juridical apparatus, by training personnel and counselling those responsible for such reforms. Secondly, it might contribute to the support of civil society and the civilising of attitudes, values and institutions. To this field belongs the support of traditional mechanisms of dealing with conflict, of NGO networks and peace constituencies, education and independent media.
Fields of conflict-related activities in development co-operation are identified in greater detail below:
Cultural work/media, e.g. support of independent journalism, of cultural activities (e.g. theatre, music) and of ethnic pluralism in the media;
Demilitarisation (e.g. arms buy-back programs), demobilisation and reintegration programs for soldiers, non-violence training for police and army;
Support of civil society, including election monitoring, education of voters, support of national conferences, support of NGOs working on conflict resolution, support of human rights organisations, support of ethnically or socially marginalised groups to articulate their interests;
Support of judicial system, e.g. development of mediation programs on local level, support of marginalised groups to gain access to justice, support of truth commissions;
Education, including non-violence training, work with youth on prejudice reduction, and help to come to grips with the past. [400]
Another fairly typical service offered by development agencies as well as by the Civil Peace Services is trauma counselling for children and refugees. [401]
In some cases, development organisations have also engaged
in peacekeeping activities. The German Dienste in Übersee (Services Overseas),
for example, accompanied a threatened bishop in
An elaborate project entitled Local Capacities for Peace has been carried out by a coalition of aid and development organisations under the leadership of the US-based Collaborative for Development Action. It has dealt with the question of what impact humanitarian aid might have on conflict, and eventually formulated a set of issues for awareness, based on a number of case studies--usually known as the Do No Harm approach. [404] According to this approach there are two ways by which aid may affect conflict: first, through resource transfers and, second, through implicit ethical messages. The challenge for humanitarian aid is to plan and carry out its missions so as to avoid these negative by-products.
Resource transfers may feed into, prolong and worsen conflict in the following ways:
Theft: Very often aid goods are stolen by armies to support the war effort either directly (as when food is stolen to feed fighters), or indirectly (as when food is stolen and sold in order to raise money to buy weapons).
Distributional effects: Aid is usually targeted to certain groups which means that other people do not receive it, thereby tending to reinforce the conflict, especially if one of the groups is identifiable with pre-formed sides in the conflict. On the other hand, aid that is given across subgroups can serve to lessen the division between groups.
Market effects: Aid affects prices, wages and profits, and can either reinforce the war economy (enriching activities and people that are war-related) or the peace economy (reinforcing “normal“ civilian production, consumption and exchange). [405]
Substitution effects: When aid agencies assume responsibility for civilian survival in war zones, the aid they give frees up whatever internal resources exist for the pursuit of warfare.
Legitimisation effects: Aid legitimises some people and some actions, and de-legitimises others. It can support either those people and actions that pursue war, or those that pursue and maintain non-war. [406]
The implicit ethical messages conveyed through aid may include: carrying the message of acceptance of the terms of war by negotiating passage with warring parties or hiring armed guards to protect the delivery; bestowing legitimacy on warriors and undermining peace-time values (when, for example, it becomes obvious that the aid organisation values the life of its own international staff higher than that of local people); and reinforcing animosity by making atrocities committed in the course of the war public in their fundraising campaigns. [407]
Development co-operation includes a long list of possible negative impacts, some of which have been raised for more than 30 years now as general criticism of development aid. [408] Issues include that development projects: have cemented local inequities instead of alleviating poverty; have fostered conflicts over resources instead of protecting them; have supported authoritarian regimes; have called cultural values into question; and have created and inflated an NGO market, where NGOs are being founded only to reserve donations from abroad. [409]
More specifically, research is currently being carried out on the outcomes and impact resulting from development co-operation through dealing with conflict. However, to my knowledge only a few generalisations can be made so far. Larger lessons-learned projects such as Reflecting on Peace Processes by the same group of organisations which developed the Do No Harm approach, or the comparable project by the European Platform on Conflict Prevention, are still under way and have yet to publish their results. On the other hand, impact analyses of single projects may show what worked in a certain case, but are of limited use in formulating general lessons on how to achieve positive impact. [410]
One essential precondition would appear to be a good and ongoing conflict analysis, such as by using the methodology proposed by Anderson. This asks what are the dividers and the connectors in a given conflict, and then seeks to strengthen the latter, for example by giving aid across lines of conflict, using multiethnic staff, and seeing that host communities benefit from assistance to internally displaced persons. [411]
Avoid everything that might support war, be it materially or immaterially, through ethical messages transferred through one’s own actions.
The Do No Harm approach emphasises that setting an example by one’s own standard of behaviour is very important for making a positive impact.
Combining conflict transformation approaches with material aid or consultancy in other fields seems to work, both because it might tackle causes of conflict (poverty, imbalances of access to income), and because it gives the staff a chance to build up trust.
Special conflict resolution skills are considered very
useful. For example, in
The longer-term character of development approaches seems to be favourable to projects because it allows the staff to see and influence changes over a longer period of time.
The partner approach is usually considered an absolute
must by development organisations, in contrast to earlier experiences when,
30 or 40 years ago, the partner approach was not the general rule. With
regard to Civil Peace Services which sometimes do not obey this rule, the
danger of peace colonialism has been explicitly mentioned in interviews.
Though this might not mean that the development organisation per se is partisan
in a given conflict, the partnership itself is something which other non-partisan
organisations would reject as unsuitable to their work. [412]
On the other hand, Africa provides an example of a regional conflict about which one interviewed
person stressed that the matter of non-partisanship grew in importance at
the time his organisation started to get involved in the local conflict.
To sum up: although the experience of development organisations seems to
confirm that a non-partisan approach is important when one deals with conflict,
what is meant by non-partisanship seems to depend on the situation and cannot
be generalised, as for example choosing not to have formal local partners.
Though NP probably will not engage either in humanitarian emergency aid nor in development projects, it should carefully consider which of the lessons learned by these types of projects and organisations may be transferred to future NP work. This applies especially to the warnings and recommendations developed by the Do No Harm approach. Most of the implicit ethical messages are directly transferable, starting with use of resources and ending with evacuation provisions. In addition, however, issues concerning direct support of war have to be considered. Consider questions from two examples of short-term peace army-type missions (see Chapter 1.4 and appendix for details):
a) The Gulf Peace Team allowed itself to be used by one side of the
conflict, in the name of stopping a larger war. Did it thereby implicitly
accept the attack on
b) During the Mir Sada Peace Caravan a discussion broke out among
the participants when a rumour started that the
Christine Schweitzer
In addition to the UN-led complex missions with a strong civilian element as described in the next section, there have been a few larger-scale international missions based on military force. I will present here five examples with different characteristics, leaving aside those UN Monitoring missions that were staffed mainly by military observers, as well as OSCE long-term missions consisting of only a small number of diplomats.[413] Three of the examples may be considered successes; two were not able to prevent the outbreak of violence.
In South Africa several election monitoring programs were organised by churches (Ecumenical Monitoring Program in South Africa), NGOs and intergovernmental bodies around the first free elections in 1994, and later in preparation for communal elections in KwaZulu/Natal. The various South African NGO monitoring programs are the only examples in this survey of larger-scale civilian missions, where the organisation of the missions lay in the hands of local organisations that co-operated with international sending organisations, and who deployed mixed local-international teams.
In Bougainville (South Pacific) the Truce Monitoring Group/Peace Monitoring Group (TMG/PMG) started working at the end of 1997 to monitor the peace agreements between Papua New Guinea and the warring parties in Bougainville. TMG/PMG are organised by the militaries of four neighbouring countries, but the teams do not carry weapons and include additionally civilians from these countries.
In Kosovo, the Kosovo Verification Mission of the OSCE 1998-99, was deployed
to verify a cease-fire agreement between
UN missions in
The process of transition from the racist apartheid regime
to a multiethnic and democratic
During the elections in 1994 both NGOs and intergovernmental organisations sent civilian monitors. The NGO mission with the largest number of monitors was the Ecumenical Monitoring Programme (EMPSA)[414] organised by the South African Catholic Bishops Conference and South African Council of Churches with the World Council of Churches. It ran from 1992 to 1994, with a total of 443 participants, about two thirds of them operating in the year of the elections. Three types of monitors were used: an Eminent Persons Group that was supposed to stay up to one week; a group of experts that stayed up to two weeks; and field monitors who served in small teams of two to four persons[415] for a period of six weeks. These time periods included preparation and debriefing at the beginning and the end of the mission. [416] The mandate of the EMPSA monitors included monitoring of politically motivated violence; investigating its causes and, if possible, preventing it from breaking out; monitoring and reporting on the negotiation process; and monitoring and reporting on the election process in its entirety.
Another larger monitoring program was set up by the Network of Independent Monitors (NIM), a South African umbrella organisation of some 40 NGOs. They deployed local and international monitors in teams who worked together an average of five months per monitor in 1994, the year of the elections. The mandate of the monitors took four main forms:
Basic monitoring, by presence at political meetings, funerals etc., and partly by short-term investigation (, collecting witness accounts);
Crisis intervention and, for example, when a train of demonstrators threatened to detour from the agreed route; and mediation between actors in conflict;
Investigative monitoring, e.g. investigation of the background of political murders, or mapping of illegal armed activities;
Long-term mediation to solve conflicts on a long-term basis.[417]
In addition, several other observation and monitoring programs and organisations were present before and at the time of the National Elections[418], including several intergovernmental missions:[419]
The United Nations sent an Observation Mission (UNOMSA) of about 500 observers who were deployed by the end of March 1994. Their number was strengthened in April by an additional 1,485 election observers.
The Organization of African Unity (OAU) sent 102 observers
The Commonwealth sent 118 observers
The European Union sent 322 observers.
The mandate of UNOMSA included monitoring and reporting on voter education; monitoring the distribution of temporary voter cards; and observing the Independent Electoral Commission in its selection of sites and establishment of balloting and counting stations. It also monitored compliance by the security forces with the requirements of the law relating to the electoral process, and equitable access to the media. UNOMSA also co-ordinated with South African and foreign NGOs on issues related to monitoring and observation.
The total number of observers deployed by intergovernmental observer missions and co-operating under the umbrella of the UN Mission was 2,527 persons:
In 1996, a coalition of local churches in KwaZulu/Natal (the KwaZulu
Natal-Church Leaders Group- KCLG) organised a program called "Ecumenical
Peacemakers Programme[420] in relation to the upcoming local elections in that province. The
mandate of the peacemakers was not only to monitor and report, but to intervene
actively and mediate between conflict parties. The volunteers–20 internationals
and 80 South Africans--were deployed in five regions of KwaZulu/Natal for
a period of three months per person. Each region was headed by a regional
co-ordinator. The internationals received a one-week training in
Since 1988 Bougainville [421] , an island that belonged to
The war was brought to an end by two agreements concluded in October
1997 (Burnham II Agreement), and the "Agreement on Peace, Security
and Development on Bougainville" (Lincoln Agreement) in January 1998. The negotiations started when both sides
realised that they could not win the war, and were made possible by the
arrangement of a neutral location (Burnham, a
An unarmed Truce Monitoring Group(TMG) was established in Bougainville as part of these cease-fire
agreements. Under the leadership of the
After a third round of negotiations--this time in Canberra in March 1998--and with the beginning
of the permanent cease-fire at the end of April, the character of TMG changed.
New Zealand stepped back from its role as co-ordinator of the peacekeeping
force and reduced its staff from 220 to 30[428] in what was then called the "Peace Monitoring Group." Australia
took over the leadership, with the agreement of all parties, in spite of
the reservations against
In addition, the United Nations has sent a small Monitoring Mission consisting of five persons. Their mandate includes monitoring and verification of the agreement, but their real worth is seen in the symbolic inclusion of the United Nations in the peace process, a sign that the world cares about what happens in Bougainville. [430]
After almost nine years of non-violent resistance[431] against direct Serbian rule in Kosovo, a province that was inhabited by almost 90% ethnic Albanians[432], radical Albanian groups voted for armed struggle and founded the Kosovo Liberation Army (UCK). [433] The massive repression that followed on the part of the Serbian/Yugoslav police and military forces, especially in 1998, turned most parts of Kosovo into a war area, with hundreds of thousands of people becoming temporarily displaced. [434] Under the threat of NATO intervention in Kosovo in the autumn of 1998 (the activation order had even been given already) [435], the Yugoslav government under Milosevic agreed[436] at the last minute to the deployment of an unarmed "Kosovo Verification Mission" under the umbrella of OSCE. [437] In contrast to an armed mission, an OSCE mission was acceptable to both sides, although the Kosovo-Albanians would have preferred an armed NATO peacekeeping force.
The OSCE started to deploy about 2000 unarmed monitors in November 1998, but not having the personnel (or equipment) ready, the Mission never reached the agreed number before it was withdrawn on March 20, 1999. The KVM replaced the "Kosovo Diplomatic Observation Mission-KDOM" that preceded it, and whose personnel was integrated into the KVM.
The security of the OSCE verifiers--the term „verifier“ instead of „monitor“ was used to express their active role--was to be guaranteed by the Yugoslav/Serbian police. But a "NATO Extraction Force" was deployed to Macedonia to stand ready in case OSCE personnel were taken hostage (a scenario looming large in the imagination of the Europeans after the hostage-taking that occurred in Bosnia in 1995) or were otherwise endangered. NATO also took charge of monitoring all movements in the air.
The mandate of the KVM included:
Establishment of a permanent presence throughout Kosovo;
Monitoring of the cease-fire (UN resolution 1199) as agreed between
OSCE and FRY on 16.10.1998;
Maintaining close liaison with the parties and other organisations
in Kosovo;
Supervising later elections in Kosovo;
Reporting and making recommendations to the OSCE Permanent Council
and to the United Nations.
They were also charged with accompanying Serbian police forces if they requested it; supporting UNHCR, ICRC and other international organisations in the return of displaced persons and delivering of humanitarian aid; monitoring the support given to the humanitarian organisations by the Yugoslav authorities; and supporting the implementation of an agreement on the self-administration of Kosovo as soon as that agreement was made.
The Mission headquarters was established in the capital of Kosovo, Prishtina. In addition, five regional centres were opened, plus field offices and co-ordination centres in smaller towns and communities. Teams of verifiers were to operate from the field offices. An OSCE training centre was also opened to prepare the verifiers for their tasks.
From the beginning[438] the Mission was faced with many problems, although for the first two months violence decreased as the Serbian forces returned to their barracks. But by the end of December fighting had already resumed, mainly at first from the side of the Kosovo Liberation Army which had filtered back into the areas abandoned by the Yugoslav forces. The OSCE mission held out until March although their work became more and more difficult, until it was withdrawn a few days before the NATO bombing started. It is difficult to assess the degree of risk for the verifiers. Most who are critical of the NATO military intervention maintain that the withdrawal was not really necessary, and the number of incidents involving KVM personnel was rather small compared to the total number of encounters experienced daily by the personnel. [439] The fact that the withdrawal was not impeded in any way, as OSCE and NATO feared it might, could be seen as an indicator that the Mission might still have had a chance.
Many questions have been asked about the role of NATO and specifically
of the
UN Observer missions are generally small (at maximum, a few hundred), staffed predominantly by military personnel. They obey the same principles and rules regarding final approval of their constitution as for the conflict parties, including equitable geographic representation, and carrying arms only for self-defence (see next section 2.5) according to classical peacekeeping missions. [443] But a few observation missions have been staffed differently and with different tasks of these will be considered in this chapter:
ONUSAL in
After the signing of the Peace Accords in January 1992, ONUSAL had additionally to verify and monitor the agreement. After the demobilisation of the FMLN, the mandate was again enlarged to monitor the elections planned for 1994. ONUSAL was to verify that the provisions made by all electoral authorities were impartial and consistent with the holding of free and fair elections; that registration of voters would be inclusive; that effective mechanisms were established to prevent duplicate voting; that voters had unrestricted freedom of assembly, expression of movement and organisation; and that voters were educated so that they could effectively participate.
ONUSAL was originally comprised of 135 international staff but was later increased to 450, a number to which 900 election observers were added in 1993. In the course of enlargement of its mandate, ONUSAL had three divisions added to the original Human Rights Division: a Police Division with an authorised strength of 631 (a number it never reached), to assist in the formation of the National Civil Police; a Military Division consisting of 380 military liaison officers and observers; and an Electoral Division of 36 professionals, established in September 1993.
The longer-term conflict in East Timor, where the majority of the population sought independence from Indonesia[446] seemed to come to an end when, at the beginning of 1999, the President of Indonesia, Habibie, indicated that his government might be prepared to consider independence for East Timor. [447] Negotiations were taken up which included the former colonial power, Portugal, and ended in April 1999 with an agreement between the United Nations, Indonesia and Portugal to allow a referendum, (called „consultation“) in East Timor on the question of the future status of the island.[448] In the May 5 Agreements, the parties agreed to the security arrangements for the implementation of the consultation. Indonesia guaranteed that it would take care of law and order, and the protection of all civilians. This meant that the issue of security was left in the hands of the Indonesian police, although it was clear that their neutrality was anything but a given. At the beginning of June the Security Council established the observation mission, UNAMET, to cover the time period until the consultation slated for August 30, which was later extended until end of September. UNAMET consisted of 280 civilian police officers to advise the Indonesian Police, as well as 50 military liaison officers to maintain contact with the Indonesian Armed Forces. As well, a larger number of additional personnel from other UN organisations (e.g. UNHCR), including 460 UN Volunteers (50 of them as polling supervisors), and more then 1,700 other observers were present before the referendum day[449]. Supporters and opponents of the autonomy proposal signed a Code of Conduct for the campaigning period. [450] But in the last two weeks before the referendum violence escalated again after a period of relative quiet; militias tried to intimidate local people, and UNAMET staff were threatened again.
While voting on the referendum day took place with only a few incidents
(one of them the fatal stabbing of a local UN staff member), on the night
after the referendum, August 30, violence resumed, mainly on the part of
pro-Indonesian militia that had not withdrawn from East Timor as had been
stipulated in the Agreement. They attacked pro-independence supporters,
burning homes and attacking residents of villages. The observers were unable
to stop the violence, and all remonstration with
The first and foremost activity of all NGO monitoring teams was to make their presence known by visits to political actors and authorities, and to build contact networks. [452] This was the background against which both their peacekeeping and their peacemaking efforts took place.
Peacekeeping Activities
Basic monitoring and presence :
Monitoring
and presence at public meetings, demonstrations, occupations, strikes, compulsive
transfers of illegal settlers, allocation of plots of land for homeless people,
funerals, etc. [453]The
mission in KwaZulu/Natal also offered accompaniment of participants in political
meetings on their way to and from these events.
Monitoring the actions of the security forces was seen as a very important function.[454] NIM made sure (e.g. by phone calls ahead of time) that the police were present at public meetings, reminding them of the Code of Conduct agreed upon, and observing their behaviour.
Monitoring the elections: The EMPSA election team (that arrived only two weeks before the elections) monitored the preparations (registration and training of the monitors, the establishment of polling stations, and training of election monitors) as well as mounting a presence at polling stations on election day. The UN observers who came into the country for only a few weeks before and during the elections also concentrated their monitoring[455] efforts on activities related to the elections (such as the establishment of polling and counting stations).
Direct interpositioning played a larger part with NIM and the Ecumenical Peacemaker Programme than with EMPSA[456] NIM monitors intervened in possible crisis situations, e.g. when a train of demonstrators threatened to leave the agreed route and enter the area of its opponents; and contributed in creating links between the local population and the authorities/security forces. But EMPSA also reported interpositioning between different groups at public political meetings, demonstrations and funerals.
Investigative monitoring: NIM monitors especially investigated cases of violence, took witness statements, followed up on police investigations, investigated and refuted rumours, mapped areas of conflict, wrote reports, mapped illegal armed activities, etc. Also EMPSA monitors participated during police investigations and identification parades.
Peacemaking activities
Peacemaking activities mainly took place on a local/regional or sectional (work conflicts) basis. They included:
Creating contacts between rival political actors (EMPSA);
Supporting the local inhabitants' contacts with the authorities and
with the security forces (EMPSA);
Mediation attempts such as in taxi wars and strikes (EMPSA);
NIM monitors actively took part in different types of confidence-creating
measures, participated in meetings between disputing parties, organised
meetings in areas affected by conflict, and implemented mediation in some
individual cases. [457]
Peacebuilding activities
Peacebuilding was not an activity that loomed high in the descriptions of the South African missions, but there have been certain activities in this field:
Civil Society Building
The monitors working with NIM were involved in some organisational
work such as the establishment of functioning offices, discussions with
and training of recipient organisations on how to structure their work,
etc.
Networking: The peace monitors contributed to improving information
exchange between different organisations.
Support: The monitors supported different local initiatives to stop
violence (EMPSA).
Humanitarian Aid
There were a few activities related to supporting victims of violence,
visiting homes of the families of victims of violence (KwaZulu/Natal),
and contributing to the contact between victims and the authorities or
aid organisations (EMPSA);
Giving first aid, calling ambulances or transporting wounded people
to hospitals which saved the lives of several people (EMPSA).
Also most missions engaged in report writing, but it is unclear what happened to these reports and how they were used (if at all).
The short length of stay of EMPSA monitors has been criticised. The monitors themselves felt the time was too short. The locals complained that the quick turn-over meant that, as soon as they got used to people they disappeared and new ones had to be introduced.
EMPSA started working before it had the infrastructure in place. Specifically,
local support in
The basic task[461] of the Truce Monitoring Group and its successor, the Peace Monitoring Group, was to patrol the area and investigate breaches of the cease-fire agreement. In addition to peacekeeping several activities were combined with these patrols that may be considered as falling more into the realm of peacebuilding:
Monitors initially went out to the villages usually accompanied by
an interpreter, distributed printed material on the peace process, and
held so-called „peace awareness meetings“ where they read the Peace Agreement
and gave talks on peace-related issues. [462]
In addition they conducted village infrastructure assessments, and
set up sporting competitions (volleyball, soccer) in mixed teams,
with members of TM/PPG participating as well.
Several other activities were carried out with the objective of breaking
the ice and building up trust. The monitors organised and attended events
which included music, singing and dancing; they learned to convene meetings
around lunch or dinner times and shared food with villagers; and the Operations
officer made attendance at church services compulsory for all team members,
because he considered this to be an essential element in the success of
the team considering the very religious setting of Bougainville.
However, they did not fulfil requests for material aid although this was often requested and, according to the reports, they brought patrols into difficult situations.
There are not many indicators in the reports on peacemaking activities other than what is referred to as „facilitation.“ Facilitation included providing ideas, information, communications and transport. At the start this occurred mainly at the grass-roots level, but as the peace process progressed, facilitation shifted to assisting the Bougainvillean leaders at all levels with attending meetings and the passage of information from these meetings back to the people. [463]
In terms of organisation and structure, it seems that at least initially the Mission faced many problems. Many things improved over time, especially when predeployment training was introduced (one-week training).